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Document Mentions (3 shared documents)
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ides to such person Material Support; (h) A person listed required to be listed) in Schedule A or Schedule C to Form BD as owning 10% or more of a Covered Broker Dealer; (i) A person listed (or reclined to be listed) in Schedule B or Schedule C of Form BD whose ownership interest is in a person listed in (
in (h). (j) A person that owns directly or indirectly 10% or more of a public reporting company listed (on required to be listed) in Schedule A of Form BD with respect to a Covered Broker Dealer, other than a public company that is listed on a national securities exchange. (k) A person that owns dire
2 mentions1 same-page
Page ?Same page
s to such person Material Support; (h) A person listed (or required to be listed) in Schedule A or Schedule C to Form BD as owning 10% or more of a Covered Broker Dealer; (i) A person listed (or required to be listed) in Schedule B or Schedule C of Form BD whose ownership interest is in a person listed in (
in (h); (j) A person that owns directly or indirectly 10% or more of a public reporting company listed (or required to be listed) in Schedule A of Form BD with respect to a Covered Broker Dealer, other than a public company that is listed on a national securities exchange; (k) A person that owns dire
2 mentions1 same-page
Page ?Same page
s to such person Material Support; (h) A person listed Cot required to be listed) in Schedule A or Schedule C to Form BD as owning 10% or more of a Covered Broker Dealer; (i) A person listed (or required to be listed) in Schedule B or Schedule C of Form BD whose ownership interest is in a person listed in (
in (h). (j) A person that owns directly or indirect& 10% or more of a public reporting company listed (or required to be listed) in Schedule A of Form BD with respect to a Covered Broker Dealer, other than a public company that is listed on a national securities exchange, (k) A person that owns direc
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Mutual Connections (20)
Entities connected to both Covered Broker and Form BD
Non-Public Company
ORGANIZATION3 w/ Covered·4 w/ Form
Keogh
ORGANIZATION2 w/ Covered·5 w/ Form
Ghislaine Maxwell
PERSON3 w/ Covered·3 w/ Form
Investment Banking Services
ORGANIZATION3 w/ Covered·3 w/ Form
Covered Broker Dealer
ORGANIZATION3 w/ Covered·3 w/ Form
Collective Investment Account
ORGANIZATION3 w/ Covered·3 w/ Form
Material Support
ORGANIZATION3 w/ Covered·3 w/ Form
Covered Non-Public Company
ORGANIZATION2 w/ Covered·4 w/ Form
Investment Company
ORGANIZATION2 w/ Covered·3 w/ Form
This Placement Fee
ORGANIZATION2 w/ Covered·2 w/ Form
the Memorandum
ORGANIZATION2 w/ Covered·2 w/ Form
Branch Managers
ORGANIZATION2 w/ Covered·2 w/ Form
Delegate
ORGANIZATION2 w/ Covered·2 w/ Form
Al Investor Service
ORGANIZATION2 w/ Covered·2 w/ Form
the National Futures Association
ORGANIZATION2 w/ Covered·2 w/ Form
Subscription Booklet
ORGANIZATION2 w/ Covered·2 w/ Form
the Fund Investment Application
ORGANIZATION2 w/ Covered·2 w/ Form
QuickCard
ORGANIZATION2 w/ Covered·2 w/ Form
the Commodity Futures Trading Commission
ORGANIZATION2 w/ Covered·2 w/ Form
UBS Alternative Investments US
ORGANIZATION2 w/ Covered·2 w/ Form