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SURANCE GROUP-ADR @ 26.2114 17,954.81 BROKERAGE 27.40 ESI SECURITIES COMPANY (ID: 989625-10-4) 685.000 26.251 (17,982.21) 4/22 4/26 Purchase SANOFI @ 52.5097 14,440.17 BROKERAGE 11.00 TAX 8/OR SEC 28.89 ESI SECURITIES COMPANY (ID: 80105N-10-5) 275.000 52.655 (14,480.06) JP Morgan Page 17 o
OUP PLC SPONS ADR @ 29.7542 16,067.27 BROKERAGE 21.80 ESI SECURITIES COMPANY (ID: 92857W-20-9) 540.000 29.794 (16,088.87) 4/22 4/25 Purchase ZURICH INSURANCE GROUP-ADR @ 26.2114 17,954.81 BROKERAGE 27.40 ESI SECURITIES COMPANY (ID: 989625-10-4) 685.000 26.251 (17,982.21) 4/22 4/26 Purchase SANOFI @ 52.5097
nual Inc. Accrued Div. Yield 2.56% 2.79% EFTA01565514 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 4/1/13 to 4/30/13 Price EAFE Equity SANOFI SNY SIEMENS A G SPONS ADR SI SINGAPORE TELECOMMUNICATIONS LTD ADR SGAP Y SMITHS GROUP PLC SPONSORED ADR SMGZ Y STATOIL ASA SPONS ADR STO
SPONS ADR GROSS RATE 1.9388 (ID: ) DIAGEO P L C SPONS ADR NEW @ 1.104679 PER SHARE (ID: ) MTN GROUP LTD SPONS ADR @ 0.54393 PER SHARE (ID: ) ZURICH INSURANCE GROUP-ADR @ 1.822079 PER SHARE (ID: ) 590.000 650.000 460.000 550.000 40.000 1,660.000 1,050.000 2.426 0.689 EFTA01565522 0.76 1.939 1.105 0.5
PROCEEDS FROM PENDING SALES RECKITT BENCKISER GROUP PLC SPONSORED ADR RBGL Y ROCHE HOLDINGS LTD SPONS ADR RHHB Y ROYAL DUTCH SHELL PLC ADR SANOFI Page 7 of 70.87 51.48 580.000 1,195.000 41,104.60 61,518.60 41,070.68 60,068.51 33.92 1,450.09 2,088.00 1,499.72 5.08% 2.44% 61.35 8
.00 BROKERAGE 10.00 ESI SECURITIES COMPANY (ID: ) VODAFONE GROUP PLC SPONS ADR @ 29.43 12,949.20 BROKERAGE 17.60 ESI SECURITIES COMPANY (ID: ) ZURICH INSURANCE GROUP-ADR @ 26.6999 7,742.97 BROKERAGE 11.60 ESI SECURITIES COMPANY (ID: ) Page 18 of 19 290.000 26.74 (7,754.57) 440.000 29.47 (12,966.80) 255.000
(ID: 204409-60-1) SANOFI DUE TO FRENCH TAX CREDITS. THE UNFAVORABLE TAX RATE HAS BEEN REDUCED TO 29.348267 FROM 30%. RELATED TO DIVIDEND PAYMENT ON 06/05/2013 (ID: 80105N-
ESI SECURITIES COMPANY (ID: 911271-30-2) VODAFONE GROUP PLC SPONS ADR @ 29.43 12,949.20 BROKERAGE 17.60 ESI SECURITIES COMPANY (ID: 92857W-20-9) ZURICH INSURANCE GROUP-ADR @ 26.6999 7,742.97 BROKERAGE 11.60 ESI SECURITIES COMPANY (ID: 989825-10-4) Account Page 17 of 18 Consolidated Statement Page 59 290.000 26.74
ESI SECURITIES COMPANY (ID: 92857W-20-9) ZURICH INSURANCE GROUP-ADR @ 26.2114 17,954.81 BROKERAGE 27.40 ESI SECURITIES COMPANY (ID: 989825-10-4) SANOFI @ 52.5097 14,440.17 BROKERAGE 11.00 TAX &/OR SEC 28.89 ESI SECURITIES COMPANY (ID: 80105N-10-5) IMPERIAL TOBACCO PLC ADR @ 70.8518 4,251.11 BROKE
I SECURITIES COMPANY (ID: 911271-30-2) VODAFONE GROUP PLC SPONS ADR @ 29.7542 16,067.27 BROKERAGE 21.60 ESI SECURITIES COMPANY (ID: 92857W-20-9) ZURICH INSURANCE GROUP-ADR @ 26.2114 17,954.81 BROKERAGE 27.40 ESI SECURITIES COMPANY (ID: 989825-10-4) SANOFI @ 52.5097 14,440.17 BROKERAGE 11.00 TAX &/OR SEC 28.89 ESI SE
Entities connected to both SANOFI and ZURICH INSURANCE GROUP-ADR

Ghislaine Maxwell
PERSONROCHE HOLDINGS LTD
ORGANIZATION
JPMorgan Chase
ORGANIZATIONVODAFONE GROUP PLC
ORGANIZATION
SIEMENS
ORGANIZATIONUNILEVER N V
ORGANIZATIONRECKITT BENCKISER GROUP PLC
ORGANIZATIONJason Bell
PERSON
BAYER
ORGANIZATIONGDF SUEZ
ORGANIZATIONTELEKOMUNIKASI IND
ORGANIZATIONUNITED OVERSEAS BANK LTD
ORGANIZATIONJason Grosse
PERSONGHISLAINE MAXWELL - OAP IHD ACCT
ORGANIZATIONABB LTD
ORGANIZATIONBAE SYSTEMS PLC
ORGANIZATIONBRITISH AMERICAN TOBACCO PLC
ORGANIZATIONJames Buckley
PERSONBHP LTD
ORGANIZATIONDEUTSCHE POST AG
ORGANIZATION