5
Shared Docs
5
Same-Page
5 / 5
Mentions
HINA CO LTD ADR 71646E-10-0 PTR RECKITT BENCKISER GROUP PLC SPONSORED ADR 756255-20-4 RBGL Y ROCHE HOLDINGS LTD SPONS ADR 771195-10-4 RHHB Y ROYAL DUTCH SHELL PLC ADR 780259-10-7 RDS B SANOFI 80105N-10-5 SNY 68.83 53.09 515.000 995.000 35,447.45 52,824.55 36,534.71 49,583.61 (1,087.26) 3,240.94 1
SCHAFER CULLEN CAPITAL MANAGEMENT ATTN CAROLYN ROY 645 FIFTH AVENUE FL 7 NEW YORK NY 10022 EFTA01565704 EFTA01565705 JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL - OAP IHD 27
NVS PROCEEDS FROM PENDING SALES RECKITT BENCKISER GROUP PLC SPONSORED ADR 756255-20-4 RBGL Y ROCHE HOLDINGS LTD SPONS ADR 771195-10-4 RHHB Y ROYAL DUTCH SHELL PLC ADR 780259-10-7 RDS B SANOFI 80105N-10-5 SNY Page 7 of 13 69.52 53.48 400.000 1,195.000 27,808.00 63,908.60 27,957.37 60,068.51 (149.37
SCHAFER CULLEN CAPITAL MANAGEMENT ATTN CAROLYN ROY 645 FIFTH AVENUE FL 7 NEW YORK NY 10022 EFTA01566656 EFTA01566657 JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL - OAP IHD 27
OVARTIS A G ADR 66987V-10-9 NVS RECKITT BENCKISER GROUP PLC SPONSORED ADR 756255-20-4 RBGL Y ROCHE HOLDINGS LTD SPONS ADR 771195-10-4 RHHB Y ROYAL DUTCH SHELL PLC ADR 780259-10-7 RDS B SANOFI 80105N-10-5 SNY SIEMENS A G SPONS ADR 826197-50-1 SI 69.94 52.83 132.12 400.000 1,195.000 500.000 27,976.0
SCHAFER CULLEN CAPITAL MANAGEMENT ATTN CAROLYN ROY 645 FIFTH AVENUE FL 7 NEW YORK NY 10022 EFTA01566836 EFTA01566837 JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL - OAP IHD 27
NY LTD SPONS ADR 497350-30-6 KNBW RECKITT BENCKISER GROUP PLC SPONSORED ADR 756255-20-4 RBGL ROCHE HOLDINGS LTD SPONS ADR 771195-10-4 RHHB Y ROYAL DUTCH SHELL PLC ADR 780259-10-7 RDS UNILEVER N V US DOLLAR 39.56 904784-70-9 UN 1.00 VERIZON COMMUNICATIONS INC VODAFONE GROUP PLC 92343V-10-4 VZ 41.57 S
SCHAFER CULLEN CAPITAL MANAGEMENT ATTN CAROLYN ROY 645 FIFTH AVENUE FL 7 NEW YORK NY 10022 EFTA01567387 EFTA01567388 JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL - OAP IHD 27
01567220 Accrued Div. Yield Page 7 of 15 EFTA01567221 GHISLAINE MAXWELL - OAP IHD ACCT.I For the Period 1/1/14 to 1/31/14 Price EAFE Equity ROYAL DUTCH SHELL PLC ADR 780259-10-7 RDS B SANOFI 80105N-10-5 SNY SIEMENS A G SPONS ADR 826197-50-1 SI SINGAPORE TELECOMMUNICATIONS LTD ADR 82929R-30-4 SGAP Y
SCHAFER CULLEN CAPITAL MANAGEMENT ATTN CAROLYN ROY 645 FIFTH AVENUE FL 7 NEW YORK NY 10022 EFTA01567207 EFTA01567208 JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL - OAP IHD 27
Entities connected to both ROYAL DUTCH SHELL PLC and SCHAFER CULLEN CAPITAL MANAGEMENT

Ghislaine Maxwell
PERSON
SANOFI
ORGANIZATIONROCHE HOLDINGS LTD
ORGANIZATIONRECKITT BENCKISER GROUP PLC
ORGANIZATION
JPMorgan Chase
ORGANIZATIONCAROLYN ROY
PERSONVODAFONE GROUP PLC
ORGANIZATION
NEW YORK NY
LOCATIONUNILEVER N V
ORGANIZATION
SIEMENS
ORGANIZATION
BAYER
ORGANIZATIONMTN GROUP LTD
ORGANIZATIONJason Bell
PERSONJason Grosse
PERSONJames Buckley
PERSONGDF SUEZ
ORGANIZATIONGHISLAINE MAXWELL - OAP IHD ACCT
ORGANIZATIONBRITISH AMERICAN TOBACCO PLC
ORGANIZATIONTELEKOMUNIKASI IND
ORGANIZATIONBAE SYSTEMS PLC
ORGANIZATION