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35.51 12,251.01 (8,245.50) 4,005.51 S 1/16 High Cost BROKERAGE 13.80 TAX 8/OR SEC 22 FIDELITY CAPITAL MARKETS (ID: 25157Y-20.2) 1/14 Sale BAYER A G SPONS ADR 6 131.9228 10,553.82 (80.000) 131.89 10,55123 (8,405.57) 2,145.66 S 1/17 High Cost BROKERAGE 2.40 TAX 8/OR SEC .19 FIDELITY CA
ITHS GROUP PLC SPONSORED ADR @ 24.4569 (110.000) 24.426 2,686.91 (2,279.26) 407.65 S 1/17 High Cost 2,690.26 BROKERAGE 3.30 TAX 8/OR SEC .05 FIDELITY CAPITAL MARKETS (ID: 83238P-20-3) 122 Sale BAE SYSTEMS PLC SPONS ADR O 28.9174 10,844.03 (375.000) 28.887 10,832.59 (8,949.48) 1,883.11 S 1/27 High Cost B
ERVICES INC. TRADE DATE 02/25/14 (ID: 05523R-10-7) BNP PARIBAS ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 02/25/14 (ID: 05565A-20-2) BAYER A G SPONS ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 02/25/14 (ID: 072730-30-2) (245.000) 24,491.20 (34,015.80) (1,195.000) 47,674
SPONS A/D/R @ 7.9811 3,112.63 BROKERAGE 3.90 FIDELITY CAPITAL MARKETS (ID: 686331-10-9) ORKLA A S A SPONS A/D/R @ 7.8399 1,920.78 BROKERAGE 2.45 FIDELITY CAPITAL MARKETS (ID: 686331-10-9) ORKLA A S A SPONS A/D/R @ 7.8687 2,045.86 BROKERAGE 2.60 FIDELITY CAPITAL MARKETS (ID: 686331-10-9) 260.000 7.879 (2,048.46) *
ERVICES INC. TRADE DATE 02/25/14 (ID: 05523R-10-7) BNP PARIBAS ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 02/25/14 (ID: 05565A-20-2) BAYER A G SPONS ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 02/25/14 (ID: 072730-30-2) BHP LTD SPONS ADR TRANSFER TO UBS FINANCIAL SERVICES
SPONS A/D/R @ 7.9811 3,112.63 BROKERAGE 3.90 FIDELITY CAPITAL MARKETS (ID: 686331-10-9) ORKLA A S A SPONS A/D/R @ 7.8399 1,920.78 BROKERAGE 2.45 FIDELITY CAPITAL MARKETS (ID: 686331-10-9) ORKLA A S A SPONS A/D/R @ 7.8687 2,045.86 BROKERAGE 2.60 FIDELITY CAPITAL MARKETS (ID: 686331-10-9) ORKLA A S A SPONS A/D/R @ 7.
Entities connected to both BAYER and FIDELITY CAPITAL MARKETS

Ghislaine Maxwell
PERSON
JPMorgan Chase
ORGANIZATION
SANOFI
ORGANIZATIONVODAFONE GROUP PLC
ORGANIZATIONASTRAZENECA PLC
ORGANIZATIONJason Bell
PERSONUNILEVER N V
ORGANIZATIONROCHE HOLDINGS LTD
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SIEMENS
ORGANIZATIONJason Grosse
PERSONGHISLAINE MAXWELL - OAP IHD ACCT
ORGANIZATIONJames Buckley
PERSONRECKITT BENCKISER GROUP PLC
ORGANIZATIONKIRIN HOLDINGS COMPANY LTD
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Nassau
LOCATIONROYAL DUTCH SHELL PLC
ORGANIZATIONABB LTD SPONS ADR
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Bank of America
ORGANIZATIONSMITHS GROUP PLC
ORGANIZATION
the Internal Revenue Service
ORGANIZATION