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TEMS PLC SPONS ADR 22.12 24,995.60 BROKERAGE 45.20 ESI SECURITIES COMPANY (ID: 05523R-10-7) 1,130.000 22.16 (25,040.80) • 1/29 2/1 Purchase BAYER A G SPONS ADR @ 99.52 19,904.00 BROKERAGE 8.00 ESI SECURITIES COMPANY (ID: 072730-30-2) 200.000 99.56 (19,912.00) • 1/29 2/1 Purchase BHP LTD
to 2/28/13 Trade Date Type Description Quantity Per Unit Amount Market Cost Sett 'e Date Settled Securities Purchased 1/29 Purchase 2/1 ABB LTD SPONS ADR 0 21.5332 27,562.50 BROKERAGE 51.20 ESI SECURITIES COMPANY (ID: 000375-20-4) 1,280.000 21.573 (27,613/0) • 1/29 2/1 Purchase ASTRAZENECA
TEMS PLC SPONS ADR Q 22.9474 11,24423 BROKERAGE 19.60 ESI SECURITIES COMPANY (ID: 05523R-10-7) 490.000 22.987 (11,263.83) 4/22 4/25 Purchase BAYER A G SPONS ADR Q 101.72 9.663.40 BROKERAGE 3.80 ESI SECURITIES COMPANY (10: 072730-30-2) 95.000 101.76 (9,667.20) 4/22 4/25 Purchase BHP LTD S
Y LTD SPONS ADR Q 16.1472 20.184.00 BROKERAGE 37.50 ESI SECURITIES COMPANY (ID: 497350-30-6) 1,250.000 16.177 (20,221.50) 4/22 4/25 Purchase ABB LTD SPONS ADR Q 21.171 13,761.15 BROKERAGE 26.00 ESI SECURITIES COMPANY (ID: 000375-20-4) 650.000 21.211 (13,787.15) 4/22 4/25 Purchase ASTRAZENECA PLC
E SYSTEMS PLC SPONS ADR . 25.81 2,988.15 115.000 25.85 (2,972.75) 7/17 BROKERAGE 4.60 ESI SECURITIES COMPANY (ID: 05523R-10-7) 7/12 Purchase BAYER A G SPONS ADR 0 110.5458 3,316.37 30.000 110.586 (3.317.57) 7/17 BROKERAGE 1.20 ESI SECURITIES COMPANY (ID: 072730-30-2) J.P. Morgan Account
1) ($1,064.49) S Trade Date Type Description Quantity Per Unit Amount Market Cost Settle Date Settled Securities Purchased 7/12 Purchase ABB LTD SPONS ADR 0 22.4047 6,049.27 BROKERAGE 270.000 22.445 (6.060.07) 7117 10.80 ESI SECURITIES COMPANY (ID: 000375-20-4) 7/12 Purchase ASTRAZENECA PLC
Entities connected to both BAYER and ABB LTD SPONS