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Message From: Casriel, Lyle Sent: 7/10/2014 9:08:41 PM To: G Maxwell CC: Garcia, Camille I; Klein, Matthew I; Ramdeen, Vijai I; Shkreli, Juliana I 1; Stackman, Scott I Waldron, Chelsey Devon Subject: MAXWELL: Revised Proposal Ghislaine, Based on our discussion and your need to r
Message From: Casriel, Lyle Sent: 7/10/2014 9:08:41 PM To: G Maxwell CC: Garcia, Camille I; Klein, Matthew I; Ramdeen, Vijai I; Shkreli, Juliana I 1; Stackman, Scott I Waldron, Chelsey Devon Subject: MAXWELL: Revised Proposal Ghislaine, Based on our discussion and your need to raise some
ere. In order to not have any tax impact we would need to sell the majority of your positions that currently have a loss. They are below. Note BHP, Apache and Lukoil are the only names below that UBS still rates as a Buy/Overweight. That said, if oil prices are toppish here then both Apache and Lukoil
G Maxwell [ CC: Klein, Matthew [ Stackman, Scott Subject: RE: MAXWELL: Revised Proposal Attachments: Maxwell Holdings.pdf Ramdeen, Vijai I; Shkreli, Juliana 1; Waldron, Chelsey Devon The report I pull today is as of yesterday and will include what we just sold. I am attaching that here. If you
Tuesday, July 15, 2 14 1 : 1 PM CONFIDENTIAL UBSTERFtAMAR00000503 EFTA00236207 To: Casriel, Lyle Cc: Klein, Matthew; Ramdeen, Vijai; Shkreli, Juliana; Stackman, Scott; Waldron, Chelsey Devon Subject: Re: MAXWELL: Revised Proposal This looks like a plan..lets execute Lets keep twitter and BHP and
ere. In order to not have any tax impact we would need to sell the majority of your positions that currently have a loss. They are below. Note BHP, Apache and Lukoil are the only names below that UBS still rates as a Buy/Overweight. That said, if CONFIDENTIAL UBSTERRAMAR00000504 EFTA00236208 oil pr
Message From: Casriel, Lyle a] Sent: 7/15/2014 8:52:40 PM To: G Maxwell CC: Klein, Matthew Ramdeen, Vijai Shkreli, Juliana Subject: RE: MAXWELL: Revised Proposal Ghislaine, I; I; Stackman, Scott I I; Waldron, Chelsey Devon We executed as instructed and kept Twitter
Message From: Casriel, Lyle a] Sent: 7/15/2014 8:52:40 PM To: G Maxwell CC: Klein, Matthew Ramdeen, Vijai Shkreli, Juliana Subject: RE: MAXWELL: Revised Proposal Ghislaine, I; I; Stackman, Scott I I; Waldron, Chelsey Devon We executed as instructed and kep
ere. In order to not have any tax impact we would need to sell the majority of your positions that currently have a loss. They are below. Note BHP, Apache and Lukoil are the only names below that UBS still rates as a Buy/Overweight. That said, if oil prices are toppish here then both Apache and Lukoil
Will do Hope you are well. Scott L. Stackman Managing Director - Investments Private Wealth Advisor UBS Private Wealth Management T C 1 l; Shkreli, Juliana Pleage be advised that this e-mail is nol an official transaction cenfirmation The official confirmation of this transaction will be sent t
Hope you are well. Scott L. Stackman Managing Director - Investments Private Wealth Advisor UBS Private Wealth Management T C 1 l; Shkreli, Juliana Pleage be advised that this e-mail is nol an official transaction cenfirmation The official confirmation of this transaction will be sent to von via
ere. In order to not have any tax impact we would need to sell the majority of your positions that currently have a loss. They are below. Note BHP, Apache and Lukoil are the only names below that UBS still rates as a Buy/Overweight. That said, if oil prices are toppish here then both Apache and Lukoil
i I; Stackman, Scott I I Subject: RE: MAXWELL: Revised Proposal Attachments: Maxwell Holdings Report.pdf; Maxwell GL Report.pdf Ghislaine, I; Shkreli, Juliana J; Waldron, Chelsey Devon Attached is the updated holding report as mentioned in the trail below. I have also included a realized gain los
14 5:13 PM To: 'G Maxwell' Cc: Klein, Matthew; Ramdeen, Vijai ( Scott; Waldron, Chelsey Devon Subject: RE: MAXWELL: Revised Proposal ); Shkreli, Juliana I I; Stackman, The available report is attached here. We will send the other tomorrow. From: G Maxwell [mailto Sent: Tuesday, July 15, 2014 5:09
ere. In order to not have any tax impact we would need to sell the majority of your positions that currently have a loss. They are below. Note BHP, Apache and Lukoil are the only names below that UBS still rates as a Buy/Overweight. That said, if oil prices are toppish here then both Apache and Lukoil
Entities connected to both Juliana Shkreli and Apache

Ghislaine Maxwell
PERSONVijai Ramdeen
PERSONWaldron
PERSONChelsey Devon
PERSONScott Stackman
PERSONGarcia
PERSONCamille
PERSONMatthew; Ramdeen
PERSON
Target
ORGANIZATION
Tesco
ORGANIZATIONIllinois Tool Works
ORGANIZATIONLukoil
ORGANIZATIONGeron
ORGANIZATIONLyle & Scott
ORGANIZATIONCasriel
ORGANIZATIONUPS Financial Services, Inc.
ORGANIZATION