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C: Casriel, Lyle I 7/9/2014 9:17:36 PM Garcia, Camille I; Klein, Matthew I I; Ramdeen, Vijai I; Shkreli, Juliana ; Stackman, Scott I Waldron, Chelsey Devon [ Subject: Maxwell: Revised Proposal Attachments: Maxwell Proposal_7.9.14.pdf Ghislaine, Per your recent exchange with Scott we have made some u

the needs we've previously discussed. Let us know your thoughts and when you can discuss. CONFIDENTIAL UBSTERRAMAR00000482 EFTA00236186 Best, Lyle & Scott CONFIDENTIAL UBSTERRAMAR00000483 EFTA00236187

ll CC: Klein, Matthew Ramdeen, Vijai Shkreli, Juliana Subject: RE: MAXWELL: Revised Proposal Ghislaine, I; I; Stackman, Scott I I; Waldron, Chelsey Devon We executed as instructed and kept Twitter and BHP. Proceeds raised are approximately 716k. We will move the cash to your cash account upon settlem

from sales (approx.): $70K Total Losses from sales (approx): $71K Net loss: 51K (All of the above pricing subject to market variability) Thanks, Lyle & Scott [IBS Financial Services, Inc., its affiliates and its employees do not prentide tis or legal advice. Accordingly, any discussion of U.S. tax matter

Message From: Stackman, Scott Sent: 7/15/2014 4:05:16 PM To: G Maxwell ; Casriel, Lyle CC: Klein, Matthew Ramdeen, Vijai ; Waldron, Chelsey Devon Subject: RE: MAXWELL: Revised Proposal Will do Hope you are well. Scott L. Stackman Managing Director - Investments Private Wealth Advisor UB

es (approx): $71K Net loss: $1K (All of the above pricing subject to market variability) CONFIDENTIAL UBSTERRAMAR00000496 EFTA00236200 Thanks, Lyle & Scott UPS Financial Services, Inc., its affiliates and its employees do not provide tax or legal adobe. Accordingly, any discussion of U.S. tax matters c

ubject: RE: MAXWELL: Revised Proposal Attachments: Maxwell Holdings Report.pdf; Maxwell GL Report.pdf Ghislaine, I; Shkreli, Juliana J; Waldron, Chelsey Devon Attached is the updated holding report as mentioned in the trail below. I have also included a realized gain loss report. There is a modest realize

from sales (approx.): $70K Total Losses from sales (approx): $71K Net loss: $1K (All of the above pricing subject to market variability) Thanks, Lyle & Scott UPS Financia 1 Set:Ices, Inc., its affiliates and its employees do not provide tax or legal advice. Accordingly, any discussion of U.S. tax matters