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llocated among and credited to or debited against the Capital Accounts of the Members in accordance with their respective Fund Percentages for such Fiscal Period, except to the extent otherwise provided in this Agreement with respect to items of profit or loss that are to be allocated on a non-pro rata basis
, and the Connecticut Department of Banking in connection with their investigations of the global foreign exchange markets. The Federal Reserve and the Connecticut Department of Banking jointly issued an order finding that UBS AG engaged in unsafe and unsound banking practices related to its FX business. Pursuant to the terms of the
2 mentions1 same-page
Page ?Same page
llocated among and credited to or debited against the Capital Accounts of the Members in accordance with their respective Fund Percentages for such Fiscal Period, except to the extent otherwise provided in this Agreement with respect to items of profit or loss that are to be allocated on a non-pro rata basis
, and the Connecticut Department of Banking in connection with their investigations of the global foreign exchange markets. The Federal Reserve and the Connecticut Department of Banking jointly issued an order finding that UBS AG engaged in unsafe and unsound banking practices related to its FX business. Pursuant to the terms of the
2 mentions1 same-page
Page ?Same page
llocated among and credited to or debited against the Capital Accounts of the Members in accordance with their respective Fund Percentages for such Fiscal Period, except to the extent otherwise provided in this Agreement with respect to items of profit or loss that are to be allocated on a non-pro rata basis
, and the Connecticut Department of Banking in connection with their investigations of the global foreign exchange markets. The Federal Reserve and the Connecticut Department of Banking jointly issued an order finding that UBS AG engaged in unsafe and unsound banking practices related to its FX business. Pursuant to the terms of the
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Mutual Connections (126)
Entities connected to both Fiscal Period and the Connecticut Department of Banking
Samantha Power
PERSON4 w/ Fiscal·4 w/ the
Wilmington
LOCATION5 w/ Fiscal·3 w/ the
United States
LOCATION4 w/ Fiscal·4 w/ the
New Hampshire
LOCATION3 w/ Fiscal·4 w/ the
UBS Securities LLC
ORGANIZATION3 w/ Fiscal·4 w/ the
New York
LOCATION4 w/ Fiscal·3 w/ the
Department of Justice
ORGANIZATION3 w/ Fiscal·4 w/ the
UBS Fund
ORGANIZATION3 w/ Fiscal·4 w/ the
Lehman Structured Products
ORGANIZATION3 w/ Fiscal·4 w/ the
Massachusetts Securities Division
ORGANIZATION3 w/ Fiscal·4 w/ the
the North American Securities Administrators Association
ORGANIZATION3 w/ Fiscal·4 w/ the
Civil Penalty
ORGANIZATION3 w/ Fiscal·4 w/ the
Cease & Desist
ORGANIZATION3 w/ Fiscal·4 w/ the
General State of NY
ORGANIZATION3 w/ Fiscal·4 w/ the
Brought
ORGANIZATION3 w/ Fiscal·4 w/ the
The Ohio Division of Securities
ORGANIZATION3 w/ Fiscal·4 w/ the
Back Taxes Payment
ORGANIZATION3 w/ Fiscal·4 w/ the
Swiss Federal Banking Commission
ORGANIZATION3 w/ Fiscal·4 w/ the
New York State
LOCATION3 w/ Fiscal·4 w/ the
Connecticut Department
ORGANIZATION3 w/ Fiscal·4 w/ the