5
Shared Docs
5
Same-Page
5 / 5
Mentions
o discuss more if you think I missed something. Paul Paul Barrett Alpha Group Capital LLC 142 W 57th Street, 111h Floor, New York, NY 10019 at ALPHA GROUP CAP I TAL From: Andrew King Sent: Friday, October 13, 2017 5:03 PM To: Paul Barrett < Cc: Stewart Oldfield < Subject: DB - Harvest Collateral Y
risk adjusted return. Please let me know if you'd like to discuss further. From: Paul Barrett (mailto Sent: Monday, October 16, 2017 9:55 PM To: Andrew King < Cc: Stewart Oldfield < Subject: RE: DB - Harvest Collateral Yield Enhancement Strategy Hi Andrew I reviewed the returns over the past 4 years a
o discuss more if you think I missed something. Paul Paul Barrett Alpha Group Capital LLC 142 W 57th Street. 11" Floor, New York, NY 10019 drot ALPHA GROUP ICAPITAL From: Andrew King Sent: Friday, October 13, 2017 5:03 PM To: Paul Barrett Cc: Stewart Oldfield Subject: DB - Harvest Collateral Yield
From: Paul Barrett Sent: Monday, October 16, 2017 9:55 PM To: Andrew King Cc: Stewart Oldfield Subject: RE: DB - Harvest Collateral Yield Enhancement Strategy Hi Andrew I reviewed the returns over the past 4 years and
at ALPHA GROUP CAP ITAL From: Andrew King Sent: Friday, October 13, 2017 5:03 PM To: Paul Barrett < Cc: Stewart Oldfield < Subject: DB - Harvest Collateral Yi
There ore risks associated with investing in this strategy, please see slide 20 of the attached presentation for a summary of risks. Best regards, Andrew King Andrew King, CFA Vice President I Investment Solutions Group Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 345 Park Avenue, New
nhancement Strategy Let's chat tomorrow Paul Paul Barrett Alpha Group Capital LLC 142 W 57th Street, 11th Floor, New York, NY 10019 o) (c) a ALPHA GROUP CAP ITAL From: Andrew King [mailto Sent: Tuesday, October 17, 2017 12:25 PM To: Paul Barrett IMIIMINIMa Cc: Stewart Oldfield Subject: RE: DB -
From: Stewart Oldfield Sent: 1/29/2018 5:39:59 PM To: Paul Barrett CC: Andrew King BCC: Subject: RE: DB - Harvest Collateral Yield Enhancement Strategy Paul, Given the recent uptick in vol, does it make sense to discuss this in
Yield Enhancement Strategy Let's chat tomorrow Paul Paul Barrett Alpha Group Capital LLC 142 W 57th Street, 111h Floor, New York, NY 10019 at ALPHA GROUP CAPITAL From: Andrew King ( Sent: Tuesday, October 17, 2017 12:25 PM To: Paul Barrett •> Cc: Stewart Oldfield Subject: RE: DB - Harvest Collate
Let's chat tomorrow Paul Paul Barrett Alpha Group Capital LLC 142 W 57th Street, 111h Floor, New York, NY 10019 at ALPHA GROUP CAPITAL From: Andrew King ( Sent: Tuesday, October 17, 2017 12:25 PM To: Paul Barrett •> Cc: Stewart Oldfield Subject: RE: DB - Harvest Collateral Yield Enhancement Strate
Entities connected to both ALPHA GROUP and Andrew King

Prince Andrew
PERSON
Martha Stewart
PERSON
Stewart Oldfield
PERSONDeutsche Bank Securities Inc.
ORGANIZATION
Paul Barrett
PERSON
Richard Kahn
PERSON
Jeffrey Epstein
PERSONVahe Stepanian
PERSONMartin Zeman
PERSONXavier Avila
PERSONDB - Harvest Collateral Yield Enhancement Strategy
ORGANIZATIONJoshua Shoshan
PERSONSharpe
ORGANIZATION