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271 3445 dcuisctxucaiUi coin #Positive Impact Client to rucwirle clarification to AFC question With business to obtain from client ' Tax issue, MIFID opt-out With business to obtain from client With business to obtain from client With business to obtain from client With business to provide requ
Dakota Pacific Global Macro Fund I,I,C Staple Street Global Daniel and Suzzan Cohen DA Brazil DA Venezuela Ultralat Capital Markets Anschutz Investment Company Fox Growth Fund Inc Niscaly Black Maple Capital Partners The Lamia
tz Investment Company NCA NCA Refresh Extension Client to provide clarification to AFC question With business to obtain from client Tax issue, MIFID opt-out With business to obtain from client With business to obtain from client With business to obtain from client With business to provide re
siness Client Name KYC Type Status Extension Extension Remediation Dakota Pacific Global Macro Fund LLC Staple Street Global Daniel and Suzzan Cohen DA Brazil DA Venezuela Ultralat Capital Markets Anschutz Investment Company NCA NCA Refresh Extension Client to provide clarification to AFC
Joe 6/21/2019 Joe 6/14/2019 Jamaal 6/21/2019 Client to provide clarification to AR: question With business to obtain from client Tax issue, MIFID opt-out With business to obtain from client With business to obtain from client With business to obtain from client With business to provide req
on Remediation Remediation Pending with Business COB COB COB COB COB Dakota Pacific Global Macro fund I.LC Staple Street Global Daniel and Suzzan Cohen DA Brazil DA Venezuela Ultralat Capital Markets Anschutz Investment Company Fox Growth Fund Inc Niscaly Black Maple Capital Partners The Lami
Entities connected to both MIFID and Suzzan Cohen

Joe Biden
PERSON
Michael Cohen
PERSONAnschutz Investment Company
ORGANIZATIONBlack Maple Capital Partners
ORGANIZATIONThe Lamia Ventures Corporation
ORGANIZATIONLeon Black
PERSONNina Tona Brunelli
PERSONUltralat Capital Markets
ORGANIZATIONFox Growth Fund Inc
ORGANIZATION