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t needs to be renewed (covered as part of the KYC remediation project); 3. For CIB clients we have an Agency Direction Letter on file so we avoid MIFID reporting requirements (covered as part of the above); 4. For all clients we either have an IWP Adoption Package or a FINRA 2111 letter on file fo
liates prior to execution, and no transaction, idea or opportunity discussed herein may be executed unless you are a client of Deutsche Bank and of the Institutional Wealth Partners group (IWP). Material herein regarding IWP products, investment ideas and solutions is for discussion purposes only. While brokerage services offe
271 3445 dcuisctxucaiUi coin #Positive Impact Client to rucwirle clarification to AFC question With business to obtain from client ' Tax issue, MIFID opt-out With business to obtain from client With business to obtain from client With business to obtain from client With business to provide requ
iliates prior to execution, and no transaction, idea or opportunity discussed herein may be executed unless you are a client of Deutsche Bank and of the Institutional Wealth Partners group (IWP). Material herein regarding IWP products, investment ideas and solutions is for discussion purposes only. While brokerage services offe
clarification to AFC question Staple Street Global Extension With business to obtain from client Daniel and Suzzan Cohen Remediation Tax issue, MIFID opt-out DA Brazil NCA With business to obtain from client DA Venezuela NCA EFTA01398295 With business to obtain from client Ultralat Capital
liates prior to execution, and no transaction, idea or opportunity discussed herein may be executed unless you are a client of Deutsche Bank and of the Institutional Wealth Partners group (IWP). Material herein regarding IWP products, investment ideas and solutions is for discussion purposes only. While brokerage services offe
again it is clear that JAX inadvertently added the Umbrella accounts by mistake. After running the exercise again, this is where stand: KYC MIFD MIFID - breakdown EFTA01399684 Division Priority clients CIB Onboarded Remediate Per Se /Opt Up Remediate Organizations Individuals ISG 32 5
liates prior to execution, and no transaction, idea or opportunity discussed herein may be executed unless you are a client of Deutsche Bank and of the Institutional Wealth Partners group (IWP). Material herein regarding IWP products, investment ideas and solutions is for discussion purposes only. While brokerage services offe
Entities connected to both MIFID and the Institutional Wealth Partners
IWP Americas
ORGANIZATIONIan Salters
PERSONDavide Sferrazza
PERSONNina Tona
PERSON
Deutsche Bank
ORGANIZATION
United States
LOCATIONCOO Americas - Institutional Wealth Partners
ORGANIZATION
Joe Biden
PERSONFox Growth Fund Inc
ORGANIZATIONBlack Maple Capital Partners
ORGANIZATIONBill King
PERSONLeon Black
PERSON
Jeffrey Epstein
PERSON
Alan Dershowitz
PERSON
Michael Cohen
PERSONUltralat Capital Markets
ORGANIZATIONThe Lamia Ventures Corporation
ORGANIZATIONMobil
ORGANIZATIONBlue Media Investments
ORGANIZATIONAnschutz Investment Company
ORGANIZATION