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the below into. PENDING W/BUSiNESS 1. Provide RR (Sales Rep) AND RP (Desk Head) 2. Provide Certification of Incorporation 3. ACO Attestation —Xavier Avila 4. BSF Form — Please work with the client to have the attached filler! out. 5. MD sales approval — Xavi please approve the below HI Xavt Kindly p

th the client to have the attached filler! out. 5. MD sales approval — Xavi please approve the below HI Xavt Kindly provide MO sales approval for the NCA of Southern Financial LLC for the below products/entities. C•Nt f s.rne Lapp!..• (ilt • 0040;4:x; COSI Nair DB AO 3.D1d) DO AG :L!» X 1,a ah DB ACI ND/0 313 >0;t1

e this process. PENDING W/BUSINESS 1. Provide RR (Sales Rep) AND RP (Desk Head) 2. Provide Certification of Incorporation 3. ACO Attestation — Xavier Avila 4. BSF Form - Please work with the client to have the attached filled out. 5. MD sales approval — X.svi please approve the below HI Xavl, Kindly

h the client to have the attached filled out. 5. MD sales approval — X.svi please approve the below HI Xavl, Kindly provide MD sales approval for the NCA of Southern Financial LLC for the below products/entities. 08 AO (WAII 0081 OD AO (LCN) DO AO (LINO DI N3 0.0 OS AG i LOB) OBSI OBIll 4 DO AO !UN) 8 Thank you Nina T

the below into. PENDING W/BUSINESS 1. Provide RR (Sales Rep) AND RP (Desk Head) 2. Provide Certification of Incorporation 3. ACO Attestation —Xavier Avila 4. BSF Form — Please work with the client to have the attached filled out. 5. MD sales approval —Xavi please approve the below HI Xavt Kindly pro

with the client to have the attached filled out. 5. MD sales approval —Xavi please approve the below HI Xavt Kindly provide MO sales approval for the NCA of Southern Financial LLC for the below products/entities. C•J" Irv...bop, OIC 1....iv•Kw• 14•a InTtrn, DE AO :1.39: Deal DB AO 3_99i DO r..a ;Lem> 1n naan DO A3 :1

the below into. PENDING W/BUSINESS 1. Provide RR (Sales Rep) AND RP (Desk Head) 2. Provide Certification of Incorporation 3. ACO Attestation —Xavier Avila 4. BSF Form — Please work with the client to have the attached filled out. 5. MD sales approval — Xavi please approve the below HI Xavl, Kindly p

th the client to have the attached filled out. 5. MD sales approval — Xavi please approve the below HI Xavl, Kindly provide MO sales approval for the NCA of Southern Financial LLC for the below products/entities. C•dj . ,rr4r C•4•1144,..1•••• C w. I+. a 4V. CO 40 :LIN: CB Aa 3-CNi CO Ka ;mu> Inca ah CB AG;LC`T cytil

M. Thanks From: Nina Tona <> Date: Thursday, Nov 16, 2017 09:35 To: Martin Zeman Cc: Alastair Mackinlay Subject: RE: Southern Financial LLC [I] Xavier Avila , Mathew Negus Classification: For Infernal use only Hi Martin and Xavi, Please advise on the below, we have 6 weeks to complete this process. P

the client to have the attached filled out. 5. MD sales approval — X,avi please approve the below HI )(air', Kindly provide MD sales approval for the NCA of Southern Financial LLC for the below products/entities. -anti f. mei Income Cash Equities OTC Derma yr s OVPINP DVP,RVP fRatv FX options F X Cash Commodities GEO