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ASC - Associated with. Seen with, 12/08/2017 United Industries LLC, a subsidiary of Progress Rail Services, Inc., which itself is a subsidiary of Caterpillar. Inc., pleaded guilty to a federal environmental offense of dumping parts into the ocean to conceal that it was performing unnecessary and improper repair
use thereof other than la authaved purposes to 'Ste a Only to employees rogueing such rrecerrohnn, and not to release a disclosed to any other party The Alert nIcemabon contained in the document nay or nay not pertain to the oner.dual a 'May referenced et your ilquily. Page 4 at 8 CONFIDENTIAL - PURSUANT TO FED. R
ASC - Associated with. Seen with, 12/08/2017 United Industries LLC, a subsidiary of Progress Rail Services, Inc., which itself is a subsidiary of Caterpillar. Inc., pleaded guilty to a federal environmental offense of dumping parts into the ocean to conceal that it was performing unnecessary and improper repair
thereof other than la authorged purposes. to 'Ste a Only to employees requiring such warcerrohno, and not to release a disclose n to any other party The Alert nIcemabon contained n the document nay or nay not Feuer' to the onerodual a 'May referenced et your ilquily. Page 4 at 8 CONFIDENTIAL - PURSUANT TO FED. R.
ASC - Associated with. Seen with, 12/08/2017 United Industries LLC, a subsidiary of Progress Rail Services, Inc., which itself is a subsidiary of Caterpillar. Inc., pleaded guilty to a federal environmental offense of dumping parts into the ocean to conceal that it was performing unnecessary and improper repair
thereof other than la authorged purposes. to 'Ste a Only to employees requiring such warcerrohno, and not to release a disclose n to any other party The Alert nIcemabon contained n the document nay or nay not Feuer' to the onerodual a 'May referenced et your ilquily. Page 4 ol 8 CONFIDENTIAL - PURSUANT TO FED. R.
ASC - Associated with. Seen with, 12/08/2017 United Industries LLC, a subsidiary of Progress Rail Services, Inc., which itself is a subsidiary of Caterpillar. Inc., pleaded guilty to a federal environmental offense of dumping parts into the ocean to conceal that it was performing unnecessary and improper repair
thereof other than la authorged purposes. to 'Ste a Only to employees requiring such warcerrohno, and not to release a disclose n to any other party The Alert nIcemabon contained n the document nay or nay not Feuer' to the onerodual a 'May referenced et your ilquily. Page 4 at 8 CONFIDENTIAL - PURSUANT TO FED. R.
ASC - Associated with. Seen with, 12/08/2017 United Industries LLC, a subsidiary of Progress Rail Services, Inc., which itself is a subsidiary of Caterpillar. Inc., pleaded guilty to a federal environmental offense of dumping parts into the ocean to conceal that it was performing unnecessary and improper repair
thereof other than la authorged purposes. to 'Ste a Only to employees requiring such warcerrohno, and not to release a disclose n to any other party The Alert nIcemabon contained n the document nay or nay not Feuer' to the onerodual a 'May referenced et your ilquily. Page 4 ol 8 CONFIDENTIAL - PURSUANT TO FED. R.
Entities connected to both Caterpillar. Inc. and The Alert nIcemabon

Department of Justice
ORGANIZATIONthe Libyan Investment Authority
ORGANIZATIONCATERPILLAR TRUST
ORGANIZATIONGreenbrier Company
ORGANIZATIONAnimal Cruelty / ASC - Associated
ORGANIZATIONAnimal Cruelty / SET - Settlement or Suit
ORGANIZATIONthe U.S. Clean Air Act
ORGANIZATIONPeoria Journal Star
ORGANIZATIONUnited Industries LLC
ORGANIZATIONProgress Rail Services, Inc.
ORGANIZATIONPacer International
ORGANIZATIONNational Iranian Oil Engineering and Construction Company
ORGANIZATIONFeuer
PERSONRDC Subsonber
ORGANIZATION