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Document Mentions (3 shared documents)
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y Withdrawal Charge shall have the meaning set forth in Section 4.3(c)(ii) hereof. Fee means a fee paid to the Administrator, as provided for in the Administrative Services Agreement. FINR4 means the Financial Industry Regulatory Authority, Inc. Fiscal Period means the period commencing on the Closing Date, and therea
, and the Connecticut Department of Banking in connection with their investigations of the global foreign exchange markets. The Federal Reserve and the Connecticut Department of Banking jointly issued an order finding that UBS AG engaged in unsafe and unsound banking practices related to its FX business. Pursuant to the terms of the
2 mentions1 same-page
Page ?Same page
Early Withdrawal Charge shall have the meaning set forth in Section 4.3(e) hereof. Fee means a fee paid to the Administrator, as provided for in the Administrative Services Agreement. FINRA means the Financial Industry Regulatory Authority, Inc. Fiscal Period means the period commencing on the Closing Date, and therea
, and the Connecticut Department of Banking in connection with their investigations of the global foreign exchange markets. The Federal Reserve and the Connecticut Department of Banking jointly issued an order finding that UBS AG engaged in unsafe and unsound banking practices related to its FX business. Pursuant to the terms of the
2 mentions1 same-page
Page ?Same page
Early Withdrawal Charge shall have the meaning set forth in Section 4.3(e) hereof. Fee means a fee paid to the Administrator, as provided for in the Administrative Services Agreement. FINRA means the Financial Industry Regulatory Authority, Inc. Fiscal Period means the period commencing on the Closing Date, and therea
, and the Connecticut Department of Banking in connection with their investigations of the global foreign exchange markets. The Federal Reserve and the Connecticut Department of Banking jointly issued an order finding that UBS AG engaged in unsafe and unsound banking practices related to its FX business. Pursuant to the terms of the
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Mutual Connections (126)
Entities connected to both Administrative Services and the Connecticut Department of Banking
UBS AG
ORGANIZATION6 w/ Administrative·4 w/ the
United States
LOCATION6 w/ Administrative·4 w/ the
Cayman
LOCATION6 w/ Administrative·3 w/ the
New York
LOCATION6 w/ Administrative·3 w/ the
Ernst & Young LLP
ORGANIZATION6 w/ Administrative·3 w/ the
Federal Reserve
ORGANIZATION5 w/ Administrative·4 w/ the
Millennium
ORGANIZATION6 w/ Administrative·3 w/ the
UBS Fund
ORGANIZATION4 w/ Administrative·4 w/ the
the Securities and Exchange Commission
ORGANIZATION4 w/ Administrative·4 w/ the
AlphaKeys Millennium Fund
ORGANIZATION5 w/ Administrative·3 w/ the
Related-Party Transactions
ORGANIZATION5 w/ Administrative·3 w/ the
the U.S. Department of Labor
ORGANIZATION5 w/ Administrative·3 w/ the
UBS Fund Advisor
ORGANIZATION4 w/ Administrative·4 w/ the
the Portfolio Managers
ORGANIZATION5 w/ Administrative·2 w/ the
Department of Justice
ORGANIZATION3 w/ Administrative·4 w/ the
New York State
LOCATION3 w/ Administrative·4 w/ the
The Fund's Risk Management Program
ORGANIZATION4 w/ Administrative·3 w/ the
Internal Revenue Service
ORGANIZATION3 w/ Administrative·4 w/ the
New Hampshire
LOCATION3 w/ Administrative·4 w/ the
Connecticut Department
ORGANIZATION3 w/ Administrative·4 w/ the