Epstein Secrets

on in a customers account without the customers written authorization or his member firm's acceptance of the account as discretionary., 04/16/2012. Financial Industry Reg. Auth. (FINRA) Disciplinary Actions 2012 • REG - Regulatory Action / ACT - Disciplinary, Regulatory Action, 04/16/2012 Jeffrey Richard Epstein subm

th: 01/20/1953 Reporting ID: Alerted Entity t 2 of 2 Risk Priority: Critical Alert ID: 9477691.11602729.77100584 Entity Information Entity ID: Riskid: Entity Name: Address: Recent Event(s): Event: Alert Notes 77100584 R110371734 Jeffrey Richard Epstein Bryn Mawr, Pennsylvania, UNITED STATE

1953 Reporting ID: Alerted Entity ik 1 of 2 Risk Priority: Critical Entity Information Alert ID: 9477691.11602729.80962620 Entity ID: 80962620 Riskid: R12818110 Entity Name: Jeffrey Epstein Alias: JEFFREY EDWARD EPSTEIN Address: • 9 E 71ST ST. NEW YORK, New Yolk 10021.4102, UNITED STATES • LITT

on in a customers account without the customers written authorization or his member firm's acceptance of the account as discretionary., 04/16/2012. Financial Industry Reg. Auth. (FINRA) Disciplinary Actions 2012 • REG - Regulatory Action / ACT - Disciplinary, Regulatory Action, 04/16/2012 Jeffrey Richard Epstein subm

h: 01/20/1953 Reporting ID: Alerted Entity tt 2 of 2 Risk Priority: Critical Alert ID: 9477691.11602729.77100584 Entity Information Entity ID: Riskid: Entity Name: Address: Recent Event(s): Event: Alert Notes 77100584 R110371734 Jeffrey Richard Epstein Bryn Mawr, Pennsylvania, UNITED STATE

ID: Date of Birth: 01/20/1953 Reporting ID: Alerted Entity ik 1 of 2 Risk Priority: Critical Entity Information Alert ID: Entity ID: 80962620 Riskid: R12818110 Entity Name: Jeffrey Epstein Alias: JEFFREY EDWARD EPSTEIN Address: • 9 E 71ST ST. NEW YORK, New Yolk, 10021.4102, UNITED STATES • LIT

on in a customers account without the customers written authorization or his member firm's acceptance of the account as discretionary., 04/16/2012. Financial Industry Reg. Auth. (FINRA) Disciplinary Actions 2012 • REG - Regulatory Action / ACT - Disciplinary, Regulatory Action, 04/16/2012 Jeffrey Richard Epstein subm

Date of Birth: 01/20/1953 Reporting ID: KYC 01651789 Alerted Entity t 2 of 3 Alert ID: 6472545.11593674.64722293 Entity Information Entity ID: Riskid: Entity Name: Address: Recent Event(s): Event: Alert Notes 64722293 R110371734 Jeffrey Richard Epstein Bryn Mawr, Pennsylvania, UNITED STATE

that it entered orders in the NASDAQ Market Center that failed to indicate correct capacity in contravention of NASDAQ Rule 4611(aX6)., 04/01/2014, Financial Industry Reg. Auth. (FINRA) Disciplinary Actions 2014 • SEC - SEC Violations (Insider Trading, Securities Fraud) / ACT - Disciplinary, Regulatory Action, 05/29

urt Ey UNITED STATES Tracking ID: KYC Reporting ID: Alerted Entity rt 1 of 2 Risk Priority: Critical Alert ID: Entity Information Entity ID: Riskid: Entity Name: Alias: Address: Recent Event(s): Event: R2451848 Nasdaq Execution Services, LLC • NES • BRUT. LLC New York, New York, UNITED

on in a customers account without the customers written authorization or his member firm's acceptance of the account as discretionary., 04/16/2012. Financial Industry Reg. Auth. (FINRA) Disciplinary Actions 2012 • REG - Regulatory Action / ACT - Disciplinary. Regulatory Action, 04/16/2012 Jeffrey Richard Epstein subm

th: 01/20/1953 Reporting ID: Alerted Entity # 2 of 2 Risk Priority: Critical Alert ID: 9477691.11602729.77100584 Entity Information Entity ID: Riskid: Entity Name: Address: Recent Event(s): Event: Alert Notes 77100584 R110371734 Jeffrey Richard Epstein Bryn Mawr, Pennsylvania, UNITED STATES

on in a customers account without the customers written authorization or his member firm's acceptance of the account as discretionary., 04/16/2012. Financial Industry Reg. Auth. (FINRA) Disciplinary Actions 2012 • REG - Regulatory Action / ACT - Disciplinary. Regulatory Action, 04/16/2012 Jeffrey Richard Epstein subm

s: Cuunhy United States Tracking ID: Date of Birth: 01/20/1953 Reporting ID: Alerted Entity # 2 of 3 Alert ID: Entity Information Entity ID: Riskid: Entity Name: Address: Recent Event(s): Event: Alert Notes R110371734 Jeffrey Richard Epstein Bryn Mawr, Pennsylvania, UNITED STATES • REG -

on in a customers account without the customers written authorization or his member firm's acceptance of the account as discretionary., 04/16/2012. Financial Industry Reg. Auth. (FINRA) Disciplinary Actions 2012 • REG - Regulatory Action / ACT - Disciplinary. Regulatory Action, 04/16/2012 Jeffrey Richard Epstein subm

Date of Birth: 01/20/1953 Reporting ID: KYC 01651789 Alerted Entity # 2 of 3 Alert ID: 6472545.11593674.64722293 Entity Information Entity ID: Riskid: Entity Name: Address: Recent Event(s): Event: Alert Notes 64722293 R110371734 Jeffrey Richard Epstein Bryn Mawr, Pennsylvania, UNITED STATES