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Document Mentions (3 shared documents)
2 mentions1 same-page
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n's capacity as a member of the Fund. Millennium Fund means Millennium USA LP, a Delaware limited partnership. Millennium Investment Manager means Millennium Management LLC, a Delaware limited liability company. Negative Basis means, with respect to any Member and as of any time of calculation, the amount by which the
AG (Parent Company) 12. Date of Action: May 20, 2015 Brought By: U.S. Department of Justice (D01), the Board of Governors of the Federal Reserve, Connecticut Department of Banking On May 20, 2015, UBS AG entered into settlements with the DO1, the Board of Governors of the Federal Reserve, and the Connecticut Depar
2 mentions1 same-page
Page ?Same page
n's capacity as a member of the Fund. Millennium Fund means Millennium USA LP, a Delaware limited partnership. Millennium Investment Manager means Millennium Management LLC, a Delaware limited liability company. Negative Basis means, with respect to any Member and as of any time of calculation, the amount by which the
AG (Parent Company) 12. Date of Action: May 20, 2015 Brought By: U.S. Department of Justice (D01), the Board of Governors of the Federal Reserve, Connecticut Department of Banking On May 20, 2015, UBS AG entered into settlements with the DO1, the Board of Governors of the Federal Reserve, and the Connecticut Depar
2 mentions1 same-page
Page ?Same page
n's capacity as a member of the Fund. Millennium Fund means Millennium USA LP, a Delaware limited partnership. Millennium Investment Manager means Millennium Management LLC, a Delaware limited liability company. Negative Basis means, with respect to any Member and as of any time of calculation, the amount by which the
AG (Parent Company) 12. Date of Action: May 20, 2015 Brought By: U.S. Department of Justice (D01), the Board of Governors of the Federal Reserve, Connecticut Department of Banking On May 20, 2015, UBS AG entered into settlements with the DO1, the Board of Governors of the Federal Reserve, and the Connecticut Depar
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Mutual Connections (126)
Entities connected to both Millennium Management LLC and Connecticut Department
Millennium USA LP
ORGANIZATION8 w/ Millennium·3 w/ Connecticut
United States
LOCATION6 w/ Millennium·4 w/ Connecticut
Millennium
ORGANIZATION7 w/ Millennium·3 w/ Connecticut
New York State
LOCATION4 w/ Millennium·4 w/ Connecticut
The Ohio Division of Securities
ORGANIZATION3 w/ Millennium·4 w/ Connecticut
Back Taxes Payment
ORGANIZATION3 w/ Millennium·4 w/ Connecticut
Swiss Federal Banking Commission
ORGANIZATION3 w/ Millennium·4 w/ Connecticut
UBS Fund Advisor
ORGANIZATION3 w/ Millennium·4 w/ Connecticut
Cayman Islands Tax Matters
ORGANIZATION4 w/ Millennium·3 w/ Connecticut
Marc Rich
PERSON4 w/ Millennium·3 w/ Connecticut
UBS Securities LLC
ORGANIZATION3 w/ Millennium·4 w/ Connecticut
New York
LOCATION4 w/ Millennium·3 w/ Connecticut
Department of Justice
ORGANIZATION3 w/ Millennium·4 w/ Connecticut
Related-Party Transactions
ORGANIZATION4 w/ Millennium·3 w/ Connecticut
Ghislaine Maxwell
PERSON4 w/ Millennium·3 w/ Connecticut
Internal Revenue Service
ORGANIZATION3 w/ Millennium·4 w/ Connecticut
Legal and Regulatory Matters Relating
ORGANIZATION4 w/ Millennium·3 w/ Connecticut
The Fund's Risk Management Program
ORGANIZATION4 w/ Millennium·3 w/ Connecticut
Ernst & Young LLP
ORGANIZATION4 w/ Millennium·3 w/ Connecticut
the Connecticut Department of Banking
ORGANIZATION3 w/ Millennium·4 w/ Connecticut