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Document Mentions (8 shared documents)
2 mentions1 same-page
Page ?Same page
igners. (Resolved - J. Lightbody) Additional questions/comments: 1. I did not clearly understand whether Richard Kahn was permanently barred from NYSE Arca membership. Please add more details. 2. For HBRK Associates Inc, please have secretary certify Schedule G of Form 1120 showing ownership of the com
Please add more details. 2. For HBRK Associates Inc, please have secretary certify Schedule G of Form 1120 showing ownership of the company 3. For NY Strategy Group LLC, please provide us with the following: i. evidence of powers ii. ownership iii.signing authority (resolved: J. Franklin) 4. Is Mr. Indyke an acco
2 mentions1 same-page
Page ?Same page
signers. (Resolved J. Lightbody) Additional questions/comments: 1. I did not clearly understand whether Richard Kahn was permanently barred from NYSE Arca membership. Please add more details. 2. For HBRK Associates Inc, please have secretary certify Schedule G of Form 1120 showing ownership of the com
Please add more details. 2. For HBRK Associates Inc, please have secretary certify Schedule G of Form 1120 showing ownership of the company 3. For NY Strategy Group LLC, please provide us with the following: i. evidence of powers ii. ownership iii.signing authority (resolved: J. Franklin) 4. Is Mr. Indyke an acco
2 mentions1 same-page
Page ?Same page
igners. (Resolved - J. Lightbody) Additional questions/comments: 1. I did not clearly understand whether Richard Kahn was permanently barred from NYSE Arca membership. Please add more details. 2. For HBRK Associates Inc, please have secretary certify Schedule G of Form 1120 showing ownership of the com
Please add more details. 2. For HBRK Associates Inc, please have secretary certify Schedule G of Form 1120 showing ownership of the company 3. For NY Strategy Group LLC, please provide us with the following: i. evidence of powers ii. ownership iii.signing authority (resolved: J. Franklin) 4. Is Mr. Indyke an acco
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2 mentions1 same-page
Page ?Same page
signers. (Resolved - J. Lightbody) Additional questions/comments: 1. I did not clearly understand whether Richard Kahn was permanently barred from NYSE Arca membersh ip. Please add more details. 2. For HBRK Associates Inc, please have secretary certify Schedule G of Form 1120 showing ownership of the c
Please add more details. 2. For HBRK Associates Inc, please have secretary certify Schedule G of Form 1120 showing ownership of the company 3. For NY Strategy Group LLC, please provide us with the following: i. evidence of powers ii. ownership iii.signing authority (resolved: J. Franklin) 4. Is Mr. Indyke an acco
2 mentions1 same-page
Page ?Same page
signers. (Resolved - J. Lightbody) Additional questions/comments: 1. I did not clearly understand whether Richard Kahn was permanently barred from NYSE Arca membersh ip. Please add more details. 2. For HBRK Associates Inc, please have secretary certify Schedule G of Form 1120 showing ownership of the c
2. For HBRK Associates Inc, please have secretary certify Schedule G of Form 1120 showing ownership of the company (Resolved: J. Franklin) 3. For NY Strategy Group LLC, please provide us with the following: i. evidence of powers ii. ownership (Resolved: J. Franklin) iii.signing authority (Resolved: J. Franklin)
2 mentions1 same-page
Page ?Same page
igners. (Resolved - J. Lightbody) Additional questions/comments: 1. I did not clearly understand whether Richard Kahn was permanently barred from NYSE Arca membership. Please add more details. 2. For HBRK Associates Inc, please have secretary certify schedule G of Form 1120 showing ownership of the com
Please add more details. 2. For HBRK Associates Inc, please have secretary certify schedule G of Form 1120 showing ownership of the company 3. For NY Strategy Group LLC, please provide us with the following: i. evidence of powers ii. ownership iii.signing authority (resolved: J. Franklin) 4. Is Mr. Indyke an acco
Sponsored
2 mentions1 same-page
Page ?Same page
igners. (Resolved - J. Lightbody) Additional questions/comments: 1. I did not clearly understand whether Richard Kahn was permanently barred from NYSE Arca membership. Please add more details. 2. For HBRK Associates Inc, please have secretary certify Schedule G of Form 1120 showing ownership of the com
Please add more details. 2. For HBRK Associates Inc, please have secretary certify Schedule G of Form 1120 showing ownership of the company 3. For NY Strategy Group LLC, please provide us with the following: i. evidence of powers ii. ownership iii.signing authority (resolved: J. Franklin) 4. Is Mr. indyke an acco
2 mentions1 same-page
Page ?Same page
igners. (Resolved - J. Lightbody) Additional questions/comments: 1. I did not clearly understand whether Richard Kahn was permanently barred from NYSE Arca membership. Please add more details. 2. For HBRK Associates Inc, please have secretary certify Schedule G of Form 1120 showing ownership of the com
Please add more details. 2. For HBRK Associates Inc, please have secretary certify Schedule G of Form 1120 showing ownership of the company 3. For NY Strategy Group LLC, please provide us with the following: i. evidence of powers ii. ownership iii.signing authority (resolved: J. Franklin) 4. Is Mr. Indyke an acco
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Mutual Connections (12)
Entities connected to both NYSE Arca and NY Strategy Group LLC
Richard Kahn
PERSON55 w/ NYSE·10 w/ NY
DI
Darren Indyke
PERSON19 w/ NYSE·11 w/ NY
Jeffrey Epstein
PERSON21 w/ NYSE·7 w/ NY
Martindale-Hubbell
ORGANIZATION18 w/ NYSE·10 w/ NY
HBRK Associates
ORGANIZATION11 w/ NYSE·10 w/ NY
New York Strategy Group
ORGANIZATION10 w/ NYSE·10 w/ NY
JF
J. Franklin
PERSON8 w/ NYSE·10 w/ NY
JF
Janice Franklin
PERSON6 w/ NYSE·5 w/ NY
JT
Jeffrey E. Epstein Insurance Trust
PERSON6 w/ NYSE·3 w/ NY
Deutsche Bank Trust Company Americas
ORGANIZATION6 w/ NYSE·2 w/ NY
AK
Amanda Kirby
PERSON3 w/ NYSE·2 w/ NY
JA
Janice
PERSON2 w/ NYSE·2 w/ NY