Epstein Secrets

A-3 Respondents including Richard Kahn violated NYSE Arca Equities Rule 10.2(d) by failing to provide testimony as requested by FINRA. on behalf of NYSE Arca. Respondents are permanently barred from NYSE Arca membership unless testimony is scheduled and provided within 120 calendar days from the issuance

the Florida Office of Financial Regulation list of Final pay an administrative fine of $20,000 with the submission of this Stipulation 06/21/2011. US Florida Office of Financial Regulation Final Orders • REG - Regulatory Action / FIM - Fine - More than $10,000, 06/21/2011 This entity appears on the Florida Office of Financial Regulation list of Fi

-3 — Respondents including Richard Kahn violated NYSE Arca Equities Rule 10.2(d) by failing to provide testimony as requested by FINRA. on behalf of NYSE Arca. Respondents are permanently barred from NYSE Arca membership unless testimony is scheduled and provided within 120 calendar days from the issuance

the Florida Office of Financial Regulation list of Final pay an administrative fine of $20.000 with the submission of this Stipulation 06/21/2011. US Florida Office of Financial Regulation Final Orders Alert Notes Orders. Richard J. Kahn shall and Consent Agreement Orders. Richard J. Kahn shall and Consent Agreement Notes: Richard Jeffrey Kahn

A-3 Respondents including Richard Kahn violated NYSE Arca Equities Rule 10.2(d) by failing to provide testimony as requested by FINRA. on behalf of NYSE Arca. Respondents are permanently barred from NYSE Arca membership unless testimony is scheduled and provided within 120 calendar days from the issuance

the Florida Office of Financial Regulation list of Final pay an administrative fine of 620.000 with the submission of this Stipulation 06/21/2011. US Florida Office of Financial Regulation Final Orders Alert Notes Orders. Richard J. Kahn shall and Consent Agreement Orders. Richard J. Kahn shall and Consent Agreement Notes: Richard Jeffrey Kahn