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ntity Held Rate 2 000,000 000 0.035625 9,546.53 15,435.74 USD Dividend Option Amount of Payment Cash 71 250 00 UNA!, Rot, SOUTHERN LLC. ONFIDAENTIAL CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Number paperless 871,250.00 Page 16 of 19 Rated tacollordi Lyon, Vas. Lows 2007 DALB
BAN 'LOLL Account Number SOUTHERN CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Page 11 021 Go PaPeriess FIDAnSITIAL Rata. tacollera Ever/ Van Siva 2'007 DAL BAR RAVED COMMUNICATIONS rxenurnaer SDNY_GM_00046678 DB-SDNY-0008502 EFTA_OO156287 EFTA01288650 Schedule of Realized Gains and Loss
6.00 402.629.19 2,131.978 59 -66,29805 .118,710 00 -185,008.05 2.833.81 3.20% 515.787.72 12.00% 229.174.40 1.75% ()PAN ROI SOUTH ERA e4 ONFIDAENTIAL CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) 398.606.00 10.4800 Security Identifier: BASET CUSIP 055262505 5043,056.00 82.7380 Security Id
8009809 CSF300l7 Go paperless CONFIDENTIAL - I P ease review your allocation cer cdray wth your Client Advisor. Page 1 of 18 L•colloni 'Inn, Van Siva 2007 0ALBAR RATED COMMUNICATIONS rxesarmer SDNY_GM_00045876 DB-SDNY-0008700 EFTA_00 156485 EFTA01288848 Asset Allocation Disclosure and Footn
our advisor for additional information. Account Nun be OBAN ROLI Go paperless TI• E FAZE T CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) IJ ONFIDAENTIAL 14LOoft' lila. Excellent, Every Veit Sin07 2007 DAL BAR RATED COMMUN 'CATIONS rxertur NCI SDNCGM_00048132 DB-SDNY-0010956 EFTA_D0 I5874 I EF
:129.97SCSF30 'I ORAB ROI t paperless Til CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) FAZE Tt ONFID AENTI AL. Plated Pacelloril L very 'Van Siva 2007 DALBAR RATED COMMUNICATIONS exclurnaer Page 34010 SDNY GM 00048159 DB-SDNY-00 10983 EFTA_00158768 EFTA01290796 Portfolio Holdings (cont
Entities connected to both ONFIDAENTIAL and Van Siva
Pershing LLC
ORGANIZATIONthe State of New York
LOCATIONLegal Department
ORGANIZATIONAccount Value
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONON PERSHING'S
ORGANIZATION
Jeff Sessions
PERSONTAXABLE
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONPershing
LOCATIONClient Service Information
ORGANIZATIONPie Chart
ORGANIZATION
Ghislaine Maxwell
PERSONSecurities Investor Protection Corporation
ORGANIZATION
CUSTOMS
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONUSAGES
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATION