3
Shared Docs
3
Same-Page
3 / 3
Mentions
ntity Held Rate 2 000,000 000 0.035625 9,546.53 15,435.74 USD Dividend Option Amount of Payment Cash 71 250 00 UNA!, Rot, SOUTHERN LLC. ONFIDAENTIAL CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Number paperless 871,250.00 Page 16 of 19 Rated tacollordi Lyon, Vas. Lows 2007 DALB
000.00 5200,000.00 158.32273 79.82212 118.125.00 8.32% Page 5 of 21 Account Number GO paperless Ssd tacelkirdi Every Vest Ante 2007 DAUM. RA T CD COMMUNCATDONS rxenurmer SDNY_GM_00045672 OS-SONY-OOO8496 EFTA_00156281 EFTA01288644 Portfolio Holdings (continued) U.S. DOLLARS (continued
our advisor for additional information. Account Nun be OBAN ROLI Go paperless TI• E FAZE T CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) IJ ONFIDAENTIAL 14LOoft' lila. Excellent, Every Veit Sin07 2007 DAL BAR RATED COMMUN 'CATIONS rxertur NCI SDNCGM_00048132 DB-SDNY-0010956 EFTA_D0 I5874 I EF
o paperless ME FAZE Tt CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) IN 1- I DAENTIAL Page 9 of 10 PMW excellent, Leery Vs.. Slate 2007 MUM. RA T ED COMMUNICA T1ONS rxest ur NCI aware ua —0-•••••. ...v3 SDNY_GM_00048105 OB-SDNY-0010929 EFTA_00158714 EFTA01290742 Important Information a
ssions excepted. Pape of 10 Account Number. N4G-024943 MiAtl ROLL (so paperless TI-E FAZE T I CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) ONFIDAENTIAL Rated Iacono r0 Ivory Von sda07 2007 DAL OAR RATED COMVAUNICATIONS rxerturnaer SDNY_GM_00048224 OB-SDNY-0011048 EFrA_00158833 EFTA01290861
. N4G-024943 CIF ITtrerlei s TONFID AL TI-E FAZE T CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Rated tocelloni t very Van 5100. 2007 CALM. RA T ED COMMUNICATIONS rxeintmer epo SDN Y_GM_0004 8263 OB-SDNY-0011087 EFTA_00158872 EFTA01290900 Deutsche Asset & Wealth Management PO. Lica 1
Entities connected to both ONFIDAENTIAL and RA T
THE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONPershing LLC
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONAccount Value
ORGANIZATIONON PERSHING'S
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Jeff Sessions
PERSONthe State of New York
LOCATIONLegal Department
ORGANIZATIONPershing
LOCATIONPie Chart
ORGANIZATIONClient Service Information
ORGANIZATIONTAXABLE
ORGANIZATION
CUSTOMS
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONUSAGES
ORGANIZATION
Ghislaine Maxwell
PERSONthe Options Clearing Corporation
ORGANIZATIONCALMAR
LOCATION