3
Shared Docs
3
Same-Page
3 / 3
Mentions
593.22 $0.00 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 2 of 7 Accout Numbe CONFIDO. AL- RalwAssalint Ere, Vex Siao 2007 DAIJAR GTm CONVOCATIONS MUINC( Owens Minch Antic PIC a wally mind way ann amt of New von Make ONNeatIN (MY meta) Penn... LAC. riverter flIallkIXELGMSICI049039 DE{-SDNY
to adjust for taxes paid on the reimbursement. This income will be reported on your Tax Information Statement as 'Other Income' on Form 1099-M ISC, Box 3. If you received a substitute payment reimbursement with respect to income from an investment company (mutual fund or unit investment trust), you ma
Page 6 of 6 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number ACE:CS-K:6 CONFIDO. AL- Raltassant Every Vex Since 2007 DAIJAR MUD CONVOCATIONS ucaL£NCI Owing tIncli ',entity LLC a slaaniviC subsIdNy e4 The Bonita New York Meta LM (MY NAN) Penn.'s U.C. 'newts. NliatiAtifigPM_ 00049477 DB-
to adjust for taxes paid on the reimbursement. This income will be reported on your Tax Information Statement as'Other Income' on Form 1099-A4 ISC, Box 3. If you received a substitute payment reimbursement with respect to income from an investment company (mutual fund or unit investment trust), you ma
dvice, Page 6 of 7 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Accoul Numbe A 3C31 CONFIDO. AL- ANNAssant Every Vex Siao 2007 DAIJAR MUD CONVOCATIONS ICCULD CI Oaring throne. holing PIC a Sally owned ,a.ewytimekmaNewYrkMeta CerPontINI (eNY MAN) Pent•, MC. imurter FiliatiAngLat 00049710 DB-SDNY
% to adjust for taxes paid on the reimbursement. This income will be reported on your Tax Information Statement as'Other Income' on Form 1099-M ISC, Box 3. If you received a substitute payment reimbursement with respect to income from an investment company (mutual fund or unit investment trust), you ma
Entities connected to both CONVOCATIONS and Box 3
ON PERSHING'S
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONJersey City
LOCATIONLegal Department
ORGANIZATIONPershing
LOCATIONSecurities Investor Protection Corporation
ORGANIZATION
Sally
PERSON
Jeff Sessions
PERSON
CUSTOMS
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONOwing Sae
ORGANIZATIONInterest - U.S. DOLLARS
ORGANIZATIONThe European Central Bank
ORGANIZATIONTIME PERSHING
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONUSAGES
ORGANIZATIONTAXABLE
ORGANIZATION