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ed decision has been submitted by all parties to the Page 16 of 18 CONFIDENTIAL — PURSUANT TO FED. R CRINI P. 6(e) Account Number: Stetm CO Mene NFIDO' L-- Rated Eacellent trey Yew Since 2007 OMAR ItaTtO COMMUNICATIONS UMIAK E Clearing through Peaky LLC *lady evened sabtidiery of Me Melt a Ne
000.000 Unrealted EdIrested Blinded Dale Acquired Quantity Unit Cod Cod Bede Merkel Price Meat Value Gelarlos Maud Income Yield EQUITIES Common Stooks ALBUM GROUP HUM LTD SPONSORED AOR ISMS USODO9W 927 Dividend Opl ion. Cash 06110115 Adjusted Cod Bain Market Price Security 'dentKier: 842400F
ie Acquired Quantity (M Coq Celt Boris Market Prim Mehl Veins Unrested Gilt/Lea Edkeeted EstkeMed Anent Income Yield EQUITIES (continued) Common Stooks (continued) NINTENDO LTD ADR Dividend Opl ion. Cash Security Identifier: NTDOY CUSP:654445303 02105118 10,000.000 51.7910 517,906.00 39.1300
RIM. P. 6(e) 1,226,777.22 USD Edkaaled Yield Page 10 of 28 Account Numbed= 2:ci:c Rated Eacellent Clain/glamor Iambic I1C gala/ evened C 0 NFIDO' oriummanoccmwmAanom cmemmmomvilmeem mamma Per, ltC. mamba remeNittellaieGM—00046592 trey Year Since 2007 istaldlarg of Thalamic al Newercelt M
HONGKONGDOLLAR (continued) Estimated Estimated Description Quantity Market Moe MLitt Value Currency Annual Income Yield EQUITIES (continued) Common Stooks (continued) NINE DRAGONS PAPER HOLDINGS LTO SOS 144.000 000 11.8400 1,704,960.00 HKD ION. BM G65311305 217245.89 USD Security Id edifier. 26
ty disposal, and this may be reported on the IRS Form 1099.8. Page 20 of 3' Account Number: CO CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) NFIDO =:I Rated Excellent (very Year Since 2007 DALBAR MTV) COMMUNICATONT EXCO.LINCI Clewing through PenhinlIC • Say °mai Meld's." of TM Usk el New
1,588.046 66 CNY 000 250.760 38 USD 0 00 BRITISH POUND Estimated Desolation Quantity Market Pt i2 Market Value Currency Yield EQUITIES Common Stooks HS8C HOLDINGS PLC ORD SHS 24,800.000 7.2356 179.444.62 esP IONS G800054052$6 241,202.78 USD Security Id Wilier: HSBA:GB CUSIFtG4834U19 Tota
Entities connected to both NFIDO and Common Stooks
the Options Clearing Corporation
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONthe State of New York
LOCATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONPershing
LOCATIONPershing LLC
ORGANIZATION
Jeff Sessions
PERSONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONLegal Department
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONON PERSHING'S
ORGANIZATIONPie Chart
ORGANIZATIONInterest - U.S. DOLLARS
ORGANIZATION
Angela Merkel
PERSONUSAGES
ORGANIZATION
CUSTOMS
ORGANIZATION
Baltimore
LOCATIONJersey City
LOCATION
Deutsche Bank
ORGANIZATION