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FIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) NIG-024950 .•.,, CONFID L- Rated ballet (wry Yea Stitt 2007 DALIARRAIED COMMUNICATIO16 00:01DOCE Clewing 'Sough hails LI.C. • Sway sad subsidiary ol the Sank of New York Mellon C.:vanities (VW Menem) Pentwo LIX FINRAWORPM—°°°49° 12 DB-SDNY-0011836 E
AVE- 3R0 FL NEW YORK NY 13017 Telephone Number: CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 6 of 9 N40-024950 A 130272 CCSF3O00 25 NFIDO. AL- Med hr llent Every Yew Shwa 2007 DAYAR RAI ID COMMLNICATIONS EXCLUENCIE Owing through ewes PIC. • Sally owned subsidiary SIM brat a New Y
a, Jersey City, New Jersey 07399; CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) AeCounl MIN C M IUM ag CONFID L Page 23 of 23 Rated Galls. Clewing through Pasha,. LLC. a %lag owned bery Year Since 2007 sebsidiary of The Mak col Mew York Mellon DAUM PATEDCOMMUNICATIONS Corporation (ltly &Woo)
ty disposal, and this may be reported on the IRS Form 1099.8. Page 20 of 3' Account Number: CO CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) NFIDO =:I Rated Excellent (very Year Since 2007 DALBAR MTV) COMMUNICATONT EXCO.LINCI Clewing through PenhinlIC • Say °mai Meld's." of TM Usk el New
FED. R CRIM. P. 6(e) BO 13 024 2CSF3 CO0 0 N25FIDO. L Estimated Annual Income $3,424,819.41 Estimated Yield Page 1) of 3' Rabid hottlent Clewing through Pagel% I1C *aka/ owned (very Year Since 2007 Molar! of The kalcoMer Vat Mellon DALIAR RATIO COMMUNICATIONS CancratIon ('NY Mellon) LICIL
7.37 Please review your allocation periodically with your Investment Specialist. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) BO $302i6r530O 25 NFIDO. L Rated EXCIIiiefit (my Yew Same 2007 MAAR WM COMMUNICATIONS EXCILSOICE Page 1 of 34 °awns thsougt Neaten I.LC. atalayievaned WfrOdialy of The
Entities connected to both Clewing and NFIDO
the Pershing Customer Service Department
ORGANIZATIONUSAGES
ORGANIZATIONJersey City
LOCATIONPershing LLC
ORGANIZATIONPershing
LOCATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
CUSTOMS
ORGANIZATIONON PERSHING'S
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATION
Angela Merkel
PERSONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
Baltimore
LOCATION
Jeff Sessions
PERSONBNY MELLON CAPITAL MARKETS
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONInterest - U.S. DOLLARS
ORGANIZATIONThe European Central Bank
ORGANIZATIONthe State of New York
LOCATIONLegal Department
ORGANIZATION