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printed copy of this information by calling (888) 367-2563, option 3 then option 5. When a security is subject to a partial redemption, pursuant to FINRA Rule 4340, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery process. When an issuer in
UANT TO FED. R CRIM. P. 6(e) SDNY_GM_00047931 OM-SDNY-0010755 EFTA_001 58540 EFTA01290568 Deutsche Asset & Wealth Management P.O. Bat 1778, Bahimore, MO 21203 Portfolio Holdings (continued) DraIsov Rant P".!" wean &Warne* Peals Caen., Gnat) Dettsag lar* Sew on +IL lire bet Cillict in Put An~
printed copy of this information by calling (888) 367-2563, option 3 then option 5. When a security is subject to a partial redemption, pursuant to FINRA Rule 4340, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery process. When an issuer in
Deutsche Asset & Wealth Management P.O. Box 1778, Bahimore. MD 21203 Ogy W,Yn 14.14.1.,tat Pdinets Cop,p Des-barn la* Sewnes cwt. Na Pan Atom*. lkh I ber Newlin* rtY 1011.4 01/1454.71114. (MI 78•471I
printed copy of this information by calling (888) 367-2563, option 3 then option 5. When a security is subject to a partial redemption, pursuant to FINRA Rule 4340, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery process. When an issuer in
COMMUNCATIONS 8,m:tunic? SDNY_GM_00047399 DB-SDNY-0010223 EFTA_00 I 58008 EFTA01290129 O Deutsche Asset & Wealth Management P.O. Box 1778, Bahimore. MD 21203 Portfolio Holdings Account Activity Opening Date Quantity 'lumber Ending Cash, Money Funds, and Bank Deposits 9 4.0 0% of Portfolio
Entities connected to both FINRA Rule 4340 and Bahimore
Pershing
LOCATIONAccount Value
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONthe State of New York
LOCATIONPershing LLC
ORGANIZATIONClient Service Information
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONON PERSHING'S
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONUSAGES
ORGANIZATION
Jeff Sessions
PERSON
CUSTOMS
ORGANIZATIONPie Chart
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONTAXABLE
ORGANIZATION
Daniel Sabba
PERSONLegal Department
ORGANIZATION
Ghislaine Maxwell
PERSONCurren
PERSON