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Document Mentions (6 shared documents)
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a printed copy of this information by calling (888)367-2563, option 3 then option 5. When a security is subject to a partial redemption, pursuant to FINRA Rule 4340, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery process. When an issuer in
nk Deposits are not protected by Securities Investor Protection Corporation.(SIPC). For disclosure of rates for DWS money market funds. please visit the DWS Investments website at https://vAvw.cvs-investments.com/EN/products/money-markettunds-yields.jsp. Please note that all money market funds listed on the website
2 mentions1 same-page
Page ?Same page
a printed copy of this information by calhng (888) 367-2563, option 3 then option 5. When a security is subject to a partial redemption, pursuant to FINRA Rule 4340, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery process. When an issuer in
k Deposits are not protected by Securities Investor Protection Corporation.(SIPC). For disclosure of rates for DVVS money market funds, please visit the DWS Investments website at httpsiAvww.dves-investments.corVEN/products/money-market-funds-yields.jsp. Please note that all money market funds listed on the website
2 mentions1 same-page
Page ?Same page
a printed copy of this information by calhng (888) 367-2563, option 3 then option 5. When a security is subject to a partial redemption, pursuant to FINRA Rule 4340, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery process. When an issuer in
ank Deposits are not protected by Securities Investor Protection Corporation(SIPC). For disclosure of rates for DWS money market funds, please visit the DWS Investments website at https1Nnvw.dws-investments.comEN/products/money-market-funds-yields.jsp. Please note that all money market funds listed on the website ma
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2 mentions1 same-page
Page ?Same page
a printed copy of this information by calhng (888) 367-2563, option 3 then option 5. When a security is subject to a partial redemption, pursuant to FINRA Rule 4340, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery process. When an issuer in
Bank Deposits are not protected by Searmes Investor Protection Corporation.(SIPC). For disclosure of rates for DVVS money market funds, please visit the DWS Investments website at https-rtioinv.dires-investments.coriVEN/products/money-market-funds-yields.jsp. Please note that all money market funds listed on the web
2 mentions1 same-page
Page ?Same page
a printed copy of this information by caling (688) 367-2563, option 3 then option 5. When a security is subject to a partial redemption, pursuant to FINRA Rule 4340, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery process. When an issuer in
nk Deposits are not protected by Securities Investor Protection Corporation.(SIPC). For disclosure of rates for DWS money market funds, please visit the DWS Investments website at https://www.dws-investments.corNEN/products/money-markettunds-yieldsjsp. Please note that all money market funds listed on the website ma
2 mentions1 same-page
Page ?Same page
printed copy of this information by calling (888) 367-2563. option 3 then option 5. When a security is subject to a partial redemption, pursuant to FINRA Rule 4340, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery process. When an issuer in
nk Deposits are not protected by Securities Investor Protection Corporation (SIPC). For disclosure of rates for DWS money market funds, please visit the DWS Investments website at httpslAwAv.dws-investments.conVEN/products/money-market-funds-yieldsisp. Please note that all money market funds listed on the website ma
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Mutual Connections (61)
Entities connected to both FINRA Rule 4340 and the DWS Investments
Pershing
LOCATION11 w/ FINRA·18 w/ the
the Pershing Customer Service Department
ORGANIZATION5 w/ FINRA·10 w/ the
the State of New York
LOCATION5 w/ FINRA·10 w/ the
Account Value
ORGANIZATION5 w/ FINRA·10 w/ the
Legal Department
ORGANIZATION4 w/ FINRA·10 w/ the
Pershing LLC
ORGANIZATION4 w/ FINRA·10 w/ the
THE CLEARING FACILITY
ORGANIZATION5 w/ FINRA·8 w/ the
Client Service Information
ORGANIZATION5 w/ FINRA·8 w/ the
THE FEDERAL RESERVE SYSTEM
ORGANIZATION5 w/ FINRA·8 w/ the
Ghislaine Maxwell
PERSON4 w/ FINRA·9 w/ the
TAXABLE
ORGANIZATION5 w/ FINRA·8 w/ the
THE BOARD OF GOVERNORS OF
ORGANIZATION5 w/ FINRA·8 w/ the
the Options Clearing Corporation
ORGANIZATION3 w/ FINRA·10 w/ the
Jeff Sessions
PERSON5 w/ FINRA·8 w/ the
the Depository Trust Clearing and Corporation
ORGANIZATION6 w/ FINRA·7 w/ the
INDEBTED TO PERSHING LLC
ORGANIZATION4 w/ FINRA·8 w/ the
TIME PERSHING
ORGANIZATION4 w/ FINRA·7 w/ the
Larry Page
PERSON5 w/ FINRA·6 w/ the
Pie Chart
ORGANIZATION3 w/ FINRA·8 w/ the
Money Market Fund
ORGANIZATION3 w/ FINRA·8 w/ the