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printed copy of this information by calling (888) 367-2563, option 3 then option 5. Vvhen a security is subject to a partial redemption, pursuant to FINRA Rule 4340, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery process. When an issuer in
his notice or if you would like additional copes of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCt). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in exces
2 mentions1 same-page
Page ?Same page
printed copy of this information by calling (888) 367-2563, option 3 then option 5. When a security is subject to a partial redemption, pursuant to FINRA Rule 4340, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery process. When an issuer in
is notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCt). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in exces
2 mentions1 same-page
Page ?Same page
printed copy of this information by calling (888) 367-2563, option 3 then option 5. When a security is subject to a partial redemption, pursuant to FINRA Rule 4340, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery process. When an issuer in
is notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCt). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in exces
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Entities connected to both FINRA Rule 4340 and the Securities Investor Protection Corporation (SIPCt
Pershing
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USAGES
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the Pershing Customer Service Department
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the State of New York
LOCATION5 w/ FINRA·7 w/ the
TAXABLE
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THE BOARD OF GOVERNORS OF
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THE CLEARING FACILITY
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Larry Page
PERSON5 w/ FINRA·7 w/ the
Account Value
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THE FEDERAL RESERVE SYSTEM
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ON PERSHING'S
ORGANIZATION5 w/ FINRA·7 w/ the
CUSTOMS
ORGANIZATION5 w/ FINRA·7 w/ the
Jeff Sessions
PERSON5 w/ FINRA·7 w/ the
INDEBTED TO PERSHING LLC
ORGANIZATION4 w/ FINRA·7 w/ the
Client Service Information
ORGANIZATION5 w/ FINRA·6 w/ the
BNY Mellon
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the European Central Bank
ORGANIZATION5 w/ FINRA·6 w/ the
Daniel Sabba
PERSON5 w/ FINRA·5 w/ the
Legal Department
ORGANIZATION4 w/ FINRA·6 w/ the
BNY MELLON CAPITAL MARKETS
ORGANIZATION3 w/ FINRA·7 w/ the