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ned subsidiary at The &onkelNew York Mellon Ca ponthal (MY Melba) Penne. tiC. fitiRaMwast00049827 DB-SDNY-0012651 EFTA_00160436 EFTA01291907 Import ant Information and Disclosures (continued) Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the ri
nsurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation(SIPC). For disclosure of rates for DW S money market funds, please visit the DW S Investments website at https:/ / www.dws-investments.comi EN/ products/ moneymarket-funds-yieldslsp Please
d subsidiary Ilwa Unit New York Mellon CAgnatkie (MY Meta) Panhat a C. Mente FIIIRAttiAta°°° 49469 DB-SDNY-0012293 EFTA_00160078 EFTA01291643 Import ant Information and Disclosures The Role of Pershing • Pershing carries your account asclearing broker pursuant to a clearing agreement with your financial institution. Pershing
nsurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation(SIPC). For disclosure of rates for DW S money market funds, please visit the DW S Investments website at hftps://www.dws-investments.com/ EN! products/ money-m arket-funds-yields jsp Pleas
NY MAN) Pent•, MC. imurter FiliatiAngLat 00049710 DB-SDNY-0012534 EFTA_0016O319 EFTA01291805 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Import ant Information and Disclosures (continued) November 1,2018 - November 30,2018 SOUTHERN FINANCIAL LLC The Role of Pershing (continued) it any. to you and in general, for the ong
nsurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation(SIPC). For disclosure of rates for DW S money market funds, please visit the DW S Investments website at httpsi /www.dws-investments.com/ EN/ products/ money-market-funds-yields.jsp Please
Entities connected to both Import ant Information and Disclosures and DW S
the DW S Investments
ORGANIZATION
Baltimore
LOCATIONInterest - U.S. DOLLARS
ORGANIZATIONPershing
LOCATIONTypeof
ORGANIZATIONPershing LLC
ORGANIZATIONThe European Central Bank
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONJersey City
LOCATION
Sally
PERSONthe Pershing Customer Service Department
ORGANIZATIONLegal Department
ORGANIZATIONON PERSHING'S
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONOwing Sae
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONPenhe
ORGANIZATIONNew York Melba
LOCATIONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATION