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that are pending final reporting, and will provide the anticipated mail date of your 1099 form. Your 1099 MI be mailed no later than Mardi 17, 2016. Activity Sum m a ry (All amounts shoat, are in base currency) kedits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date
ghts under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information is as follows: Pershing US, Legal Department, Jersey City, New Jersey 07399; Page? of? Account h umber: Rated excellent ellAlt P. `I Go paperless Lreey Year lance 2007
_GM_00046073 OB-SDNY-0008897 EFTA_00156682 EFTA01289045 PA Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 (Micro Kn. Pon,, WeekniAinagenern Activity Sum m a ry (All amounts shown are in base currency) Credits This Period Statement Period: 10/0112016 • 10/31/2016 Credits Year-to-Date Debits Year-to
hts under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing US, Legal Department, One Pershing Plata, Jersey City, New Jersey 07399 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Fl DAENT1AL Account Number. N
ormation. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform Activity Sum m a ry (Alf amounts show are in base currency) Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date
ghts under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information is as follows: Pershing US, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page 10 of 10 Account Number. N4G-024943 Go paperless THE
Entities connected to both Activity Sum and Pershing US
Pershing
LOCATIONPershing LLC
ORGANIZATIONLegal Department
ORGANIZATIONthe State of New York
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONTAXABLE
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
Jeff Sessions
PERSONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONClient Service Information
ORGANIZATIONAccount Value
ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATION
CUSTOMS
ORGANIZATIONJersey City
LOCATIONPie Chart
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATION
Ghislaine Maxwell
PERSON