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Period: 09/1912013 -1013112013 resources. Have questions or need help enrolling? Please contact your Client Advisor or Web Support at 800-776-7564. Activity Sum m a ry (All amounts shown are in base currency: USD) Credits This Period Year.to•Date Debits This Period Year.taate Dividends and Interest $1
m tram memeemmem mows ox pens aree SDW_GM_00048640 DB-SDNY-00 11464 EFTA_00159249 EFTA01290994 Portfolio Holdings (continued) Date A ired Ouantit Unk CoM Cod Balls Market Prig Market Valle Unrealized Gal& Leta Estimated Estimated Annual Income Yield Mutual Funds (continued) .P MORGAN
Draisre Pant PF.ICPotain Ma.zigenan weans Cowan CtelsOw Is* Maori vt Olemelid0Mor MS Fmt Awasjfth I Wu Ifes•at. WIW P 0 )454-2101.1,41M-4091. Activity Sum m a ry (All amounts shown are in base currency: USD) Statement Period: 11/0112013 - 11130/2113 Credits This Period Tear10-D ate Debits This Per
eareagen mar* •••brettc rens ran sec SDW_GIA_00045535 DB-SDNY-0008359 EFTA_00156144 EFTA01288507 Portfolio Holdings (continued) Date ired Ouantit Unit Coal Adjusted Cost Basis Market Price Market Value Unrealized Gain/ Lou Awued Interest Estimated Estimated Annual Income Yield Fixe
ormation. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform Activity Sum m a ry (Alf amounts show are in base currency) Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date
lr wean Paptagenan Margin tonne 6 ,0.1) DerbON SteteNes +gc. Now *A 011t• HS Put Ammok 260. I ter Rs** NY 1011.4 170) 49147/IIL (SW 78114,9S Ouantit Statement Period: 03/0112016 • 03131/2016 Price Accrued Inbred Amos, Cynic' Securities Bought and Sold 03130116 REINVEST CASF INCOME .FF SY
Entities connected to both Activity Sum and Ouantit
Pershing
LOCATIONPershing LLC
ORGANIZATIONthe State of New York
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
Jeff Sessions
PERSONLegal Department
ORGANIZATIONTAXABLE
ORGANIZATIONClient Service Information
ORGANIZATIONAccount Value
ORGANIZATIONUSAGES
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATION
CUSTOMS
ORGANIZATIONMoney Market Fund
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATION
Ghislaine Maxwell
PERSON
Moody's
ORGANIZATION