3
Shared Docs
3
Same-Page
3 / 5
Mentions
AT 58.83000 RD 02124 PD 02128116 621.042 690.775 1.570.75 4.099.54 USD USD Total Securities Bought and Sold • U.& DOLLARS 0.00 .11,670.29 Dividendsand Interest 01/28116 CASH DIVIDEND RECEIVED PMORGAN FLOATING RATE INCOMEFUND SELECT SPARES &570.75 USD PH SX 188810.6120 SHRS RD 01126 Ft 01128116 01/291
•lawat es, ••••••••eas wow v.. SDNY_GM_00047631 DB-SDNY-0010455 EFTA_00158240 EFTA01290268 Deutsche Asset & Wealth Management PO. Boa 1776, Balbmoro, MD 21203 Important Information and Disclosures (continued) Dralsre In Ponievftan roanenna Ma, ts COottMet00.1. ChM/it Ilar* S((% Mt. Mrs bet O
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0010458 EFTA_00158243 EFTA01290271 Deutsche Asset & Wealth Management PO. Boa 1776. Balbmoro. MD 21203 Portfolio Holdings Opening Date Cash, Money Funds, and Bank Deposits 7 7.0 0% of Portfolio Money Market DEUTSCHE GOVT CASH INSTL 07/0
rities Sec.. . cc _r: 0.00 0.00 000 3 383 998 80 000 3,383,998.80 Total Securities 80.00 30.00 30.00 $3,383,998.80 10.00 $3,383,998.80 Dividendsand Interest 858.72 $0.00 $58.72 $32,303.54 80.00 $32,303.51 Cash Deposits 0.00 0.00 0.00 2,115,213.73 0.00 2.115,21313 Total Cash $0.00 $0.00 $
•••••••••41.a nevenew. 'elm m0 SDNY_GM_00049610 DB-SONY-0012434 EFTA_00160219 EFTA01291705 Deutsche Asset & Wealth Management PO. Box 1776, Balbmoro, MD 21203 Draisre Sant Pnvaie weadin maatenan matins Gwen* 66,P Cettscht Ur* Settonei bic Mow Orloo HI PIO AMINO. 2•11. I kit Nowt* NY 10114
sso•La air few.* Prow ...,- SDNY_GM_00049605 DB-SDNY-00 12429 EFTA_GOI 602 I 4 EFTA01291700 Deutsche Asset & Wealth Management PO. Boa 1776. Balbmoro. MD 21203 DralsOe Sam Pootle wean Ma.zigentvd minim Iv., , G.O.P Cevische Sank Senn, vt *vs bet OR or .115 Pan .,,Sp. 20th lbw' Mew %A PIT 10V
An arnouMs shown are in base currency) Credits This Period Year-to-Date Debits This Period Year-to-Date Dividends and Interest $5.30 033.25 Dividendsand Interest $0.00 80.00 FDIC Insured Bank Deposits 80.00 $0.00 FDIC Insured Bank Deposits -$5.30 -133.26 Total Credits 55.30 533.28 Total Debits -$5
. R. CRIM. P. vsCONFIDPSITIAL SDNY_GM_00049230 DB-SDNY-00 12054 EFTA_00 159539 EFTA01291483 Deutsche Asset & Wealth Management PO. Boa 1776, Balbmoro, MD 21203 Important Information and Disclosures Gnaw e Banc Prrnie WeSth kinagentrn Weals COMM 4,C,P Ceetuht W Senor mc, New Wart ltc• 341 FM
Entities connected to both Dividendsand Interest and Balbmoro
the Pershing Customer Service Department
ORGANIZATIONthe State of New York
LOCATIONPershing
LOCATIONLegal Department
ORGANIZATIONAccount Value
ORGANIZATIONPershing LLC
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTAXABLE
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Jeff Sessions
PERSON
CUSTOMS
ORGANIZATIONClient Service Information
ORGANIZATIONUSAGES
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONON PERSHING'S
ORGANIZATIONTIME PERSHING
ORGANIZATION
FDIC
ORGANIZATION
Baltimore
LOCATIONBNY MELLON CAPITAL MARKETS
ORGANIZATION