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Account Page 7 of 12 Consolidated Statement Page 10 EFTA01549931 THE HAZE TRUST ACCT. For the Period 3/1/13 to 3/31/13 Price US Fixed Income KINDRED HEALTHCARE INC 8 1/4% JUN 01 2019 DTD 06/01/2011 494580-AB-9 NR /B3 WELLS FARGO MORTGAGE BACKED SEC 2005-9 CL B1 5.415413% 10/25/2035 DTD 09/01/2005 94982W-BH-
or important information relating to each 3.P.Morgan account(s). Change In Value 63,867.60 0.00 $63,867.60 Start on Page 4 16 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital 1 EFTA01549913 and Net Capital Requirements At December 31, 2012, JPMS LLC's ne
NERGY CORP SR NOTES 7 3/8% NOV 1 2016 DTD 10/12/2006 704549-AE-4 BB /BA2 IPAYMENT INC 10 1/4% MAY 15 2018 DTD 11/15/2011 46262E-AE-5 CCC /CAA KINDRED HEALTHCARE INC 8 1/4% JUN 01 2019 DTD 06/01/2011 494580-AB-9 NR /B3 106.00 1,000,000.00 1,060,000.00 996,250.00 63,750.00 82,500.00 27,500.00 6.95% 70.02
important information relating to each 3.P.Morgan account(s). Change In Value 122,088.60 0.00 $122,088.60 Start on Page 4 15 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital 1 EFTA01550258 and Net Capital Requirements At June 30, 2013, JPMS LLC's net ca
ge 15 EFTA01547065 SOUTHERN FINANCIAL, LLC ACCT. For the Period 9/1/13 to 9/30/13 Price Non-USD Cash EURO PRINCIPAL CURRENCY US Fixed Income KINDRED HEALTHCARE INC 8 1/4% JUN 01 2019 DTD 06/01/2011 494580-AB-9 NR /B3 LLOYDS BANK PLC MTN 9 7/8% DEC 16 2021 DTD 12/16/2011 HELD BY EUROCLEAR ISIN XS0717735822
account(s). Change EFTA01547037 In Value (37,587,610.17) 0.00 39,328,582.86 0.00 $1,740,972.69 Start on Page 4 38 39 56 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June 30, 2013, JPMS LLC's net capital of $13.8 bil
Entities connected to both KINDRED HEALTHCARE INC and J.P. Morgan Securities LLC's

JPMorgan Chase
ORGANIZATIONNet Capital Requirements
ORGANIZATION
the Internal Revenue Service
ORGANIZATION
Newark
LOCATIONSecurities Investor Protection Corporation
ORGANIZATION
Ghislaine Maxwell
PERSON
Paul Barrett
PERSON
Nassau
LOCATION
FDIC
ORGANIZATIONJason Grosse
PERSONJustin Nelson
PERSON
Justin Trudeau
PERSON
Bank of America
ORGANIZATIONPEABODY ENERGY CORP
ORGANIZATIONWELLS FARGO MORTGAGE
ORGANIZATION
Barclays
ORGANIZATIONUS Small/Mid Cap Equity
ORGANIZATION
Deutsche Bank
ORGANIZATIONWilliam Sheridan
PERSON