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Activity Process Settlement Dote Mildly Type Desolation Quantity Price Aimed lateral Amount Currency Securities Bought and Sold 04127118 REINVESTCASH 'IKON E ,PM ORGAN BOATING RATE INCOME FUND CUSS I 624.706 1I4SX 95496880 SHRSSHRSPURCH.AT $9.40000 RD 04/26PD 04/27111 4,872.24 USD Total Sec
partment, One Pershing Plaza, Jersey City, New Jersey 07399; Page 8 of 8 Account Numbeici CO SS1 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) NFIDO. L Rated hernent Every Vox Sine 2007 DAUM, MUD COMMUMCATICMS (MUM( Owing Sae. hakes1SC a wholly owned 'Meer/ of The Bank of New York Mellon em
D APPLE INC COM UNSOLICITED ORDER AVERAGE UNIT PRICE 10.000.000 2181774 4,760,702 00 USD AAPL TRANSACTION YOUR BROKER ACTED ASAGENT 10130/18 REINVESTCASH INCOME .PMORGAN FLOATING RATE INCOM E FUND CLASS I 1,584 146 -11,795.92 USD PHSX 332044.8630 SHRSSHRS PORCH. AT 59.34000 RD 10/26 PD 913019 1
ed decision has been submitted by all parties to the Page 16 of 18 CONFIDENTIAL — PURSUANT TO FED. R CRINI P. 6(e) Account Number: Stetm CO Mene NFIDO' L-- Rated Eacellent trey Yew Since 2007 OMAR ItaTtO COMMUNICATIONS UMIAK E Clearing through Peaky LLC *lady evened sabtidiery of Me Melt a Ne
PUT DO ALPHABET INC CL C EXP 07.20-8 Q1325 OPENING -10.000 13.0000 12,943 83 USD 99OAM 8031 TRANSACTION UNSOL EXCHANGE LISTED OPTION 05130/18 REINVESTCASH INCOME .PIA ORGAN FLOATING RATE INCOM E FUND CLASS I 1.131.468 -10.590.54 USD PHSX 326566 2960 SH RS SHRS PURCH. AT 39.36000 RD 05125PD 05130/
RIM. P. 6(e) 1,226,777.22 USD Edkaaled Yield Page 10 of 28 Account Numbed= 2:ci:c Rated Eacellent Clain/glamor Iambic I1C gala/ evened C 0 NFIDO' oriummanoccmwmAanom cmemmmomvilmeem mamma Per, ltC. mamba remeNittellaieGM—00046592 trey Year Since 2007 istaldlarg of Thalamic al Newercelt M
N CHINA IA EDITECH LTD SPONSORED ADR -700.000 28.6400 19191.53 USD MCM UNSOLICITED ORDER ALLOCATED ORDER YOUR BROKER ACTED AS AGENT 10/30/17 REINVESTCASH INCOME .PM ORGAN FLOATING RATE INCOM E FUND CLASS I 1.028 103 .9,695.01 USD $HSX 3138097770 SHRSSFIRS PURCH. AT 59.43000 RD 9/26 PD 913014 To
7.37 Please review your allocation periodically with your Investment Specialist. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) BO $302i6r530O 25 NFIDO. L Rated EXCIIiiefit (my Yew Same 2007 MAAR WM COMMUNICATIONS EXCILSOICE Page 1 of 34 °awns thsougt Neaten I.LC. atalayievaned WfrOdialy of The
Entities connected to both REINVESTCASH and NFIDO
the State of New York
LOCATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATION
Angela Merkel
PERSONPershing LLC
ORGANIZATIONLegal Department
ORGANIZATIONInterest - U.S. DOLLARS
ORGANIZATIONThe European Central Bank
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONON PERSHING'S
ORGANIZATIONUSAGES
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONJersey City
LOCATION
Baltimore
LOCATION
Jeff Sessions
PERSONthe Options Clearing Corporation
ORGANIZATION
CUSTOMS
ORGANIZATIONPershing
LOCATION