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O ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTA/N LARGER ORDERS. OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DRECTLY CONTACTS MARKET CENTERS TO OBTAIN
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O ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTA/N LARGER ORDERS. OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DRECTLY CONTACTS MARKET CENTERS TO 08TAN
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O ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTA/N LARGER ORDERS. OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAI
0 23 L kot4(wollent buy'eart9wsiNg DAWRWEDCONNUNCATIONS umana Owing tinge. Penton. PIC. • wildly owned subsidiary a The Bonita New York Melba CoWatimi (MY Melea) Penne. MC. intrita FilitatiAngPM_ 00049769 DB-SDNY-0012593 EFTA_00160378 EFTA01291864 I 5 I Deutsche Bank P.O. Box 1776, Baltimore,
Entities connected to both CERTA/ and CoWatimi
Pershing
LOCATIONthe Pershing Customer Service Department
ORGANIZATION
CUSTOMS
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONJersey City
LOCATIONTAXABLE
ORGANIZATIONON PERSHING'S
ORGANIZATIONLegal Department
ORGANIZATIONUSAGES
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTIME PERSHING
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Jeff Sessions
PERSONTHE BOARD OF GOVERNORS OF
ORGANIZATION
Baltimore
LOCATIONthe State of New York
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONClient Service Information
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATION