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NT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED CR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CRCUMSTANCES WHICH WLL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABILITIES TO PERSHING. BU
L Page' of RAW Ea llerd Oaring IMO. Pining LLC, a wholly owned Every Yew Shwa 2007 subsidiary as &onkel New York Mellon DAUM MUD COMMACATICOS Crponthal (MY Mellon) nm . EXCEUENCC Penhas KC mente F iliRivilleT Yal_ 00049044 DB-SDNY-0011868 EFTA_00159653 EFTA01291297 Deutsche Bank P.O. Box 1776,
NT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CRCUMSTANCES WHICH WLL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABILITIES TO PERSHING. BU
very Yew Shwa 2007 DALIAltral ID COMMUNICATIONS EXCLUD4a Page 7 of 8 Owing tTheaNnbrw 1.1.C, a wbolly owned Smear/ or Ts Sank of New Yak Mellon Crponthal (OW Mellon) Perlin LI.C.immter f itiRA c:411Y4kg,m_0004 7867 DB-SDNY-00 10691 EFTA_00 158476 EFTA01290504 Important Information and Disclosures
NT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED CR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CRCUMSTANCES WHICH WLL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABILITIES TO PERSHWG. BUT
Yea Since 2007 DALIAR RATED COMMLINICATIMS EXCQUINCIE Page 3 of 6 Owing tThrthabrts LIC, a wholly ...n.0 sublicharni The &onkel Haw Yak Mellon Crponthal (SW Mellon) Peritn KC immter FiliRnAWAS.M-00049480 DB-SDNY-00 12304 EFTA_00 I 60089 EFTA01291654 NA essages (continued) account. Please see the
Entities connected to both CRCUMSTANCES and Crponthal
ON PERSHING'S
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONPershing
LOCATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONTIME PERSHING
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATION
Jeff Sessions
PERSONJersey City
LOCATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONTAXABLE
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONLegal Department
ORGANIZATIONThe European Central Bank
ORGANIZATION
Baltimore
LOCATION
BNY Mellon
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONthe State of New York
LOCATION