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OR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST IMECIIIION: NOTWITHSTANDING THE
Bslarnore. M021203 Portfolio Holdings (continued) OraIsre Ram Pon. Wealth Manarrat Weal% COMIC! 6 ,0“) Dettfam I** Sew nes %lc Yre von Cali* HI Pan Annet 16th I bgr NRRA M . 1011A 414.71114.1115178114,91, BOB Basis Market Value Statement Period: 07/011915 • 0713112015 Unrealized Atoned Estimated
OR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY MID OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL. COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE
MD 21203 Important Inform ation and Disclosures (continued) Ordl .“ . 4 RIM vown raamar-..mm, heron tint...Comp Destso* MM Secwri I'm440Ni* HI Pan Annet MOW, New len ktt 10114 Inn 454, 71114. rout 78•4,11, Statement Period: 07/0112016 • 0713112016 Proxy Vote Securities not hilly paid for in your
OR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTA/N OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE P
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Entities connected to both BNY MELLON CAPITAL MARKETS and Pan Annet
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ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Jeff Sessions
PERSONON PERSHING'S
ORGANIZATION
CUSTOMS
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONTIME PERSHING
ORGANIZATIONTAXABLE
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONthe State of New York
LOCATIONLegal Department
ORGANIZATIONPershing
LOCATIONPershing LLC
ORGANIZATION
Baltimore
LOCATIONJersey City
LOCATIONClient Service Information
ORGANIZATIONPie Chart
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATION