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OR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL. COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE
PORTS FOR QUALITY OF EXECUTION PURPOSES. IF ANY OF THE MOVE TERNS MC CONCRIONS ARE UNACCEPTABLE 70 YOU. FLEASE NOTIFYPERS-NIG MLIEDLATELY IN WRITING SY CERTFIED AWL TO ONE PERSHING PLAZA. JERSEY COY. NJ 07399. ATM LEGAL DEPT Account Number N4G-023812 A:Ctrr.S"•' CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
2 mentions1 same-page
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OR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL. COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE
PORTS FOR QUALITY OF EXECUTION PURPOSES. IF ANY OF THE MOVE TERNS MC CONCRIONS ARE UNACCEPTABLE 70 YOU. FLEASE NOTIFYPERS-NIG MLIEDLATELY IN WRITING SY CERTFIED AWL TO ONE PERSHING PLAZA. JERSEY CRY. NJ 07399. ATM LEGAL DEPT Account Number N4G-023812 A:Ctrr.S"•' CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
2 mentions1 same-page
Page ?Same page
OR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL. COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE
PORTS FOR QUALITY OF EXECUTION PURPOSES. IF ANY OF THE MOVE TERNS MC CONCRIONS ARE UNACCEPTABLE 70 YOU. FLEASE NOTIFYPERS-NIG MLIEDLATELY IN WRITING SY CERTFIED AWL TO ONE PERSHING PLAZA. JERSEY COY. NJ 07399. ATM LEGAL DEPT Account Number N4G-023812 A:Ctrr.S"•' CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
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Mutual Connections (12)
Entities connected to both BNY MELLON CAPITAL MARKETS and SY CERTFIED AWL
Jeff Sessions
PERSON56 w/ BNY·3 w/ SY
CUSTOMS
ORGANIZATION56 w/ BNY·3 w/ SY
USAGES
ORGANIZATION56 w/ BNY·3 w/ SY
ON PERSHING'S
ORGANIZATION56 w/ BNY·3 w/ SY
THE FEDERAL RESERVE SYSTEM
ORGANIZATION56 w/ BNY·3 w/ SY
THE CLEARING FACILITY
ORGANIZATION56 w/ BNY·3 w/ SY
THE BOARD OF GOVERNORS OF
ORGANIZATION56 w/ BNY·3 w/ SY
INDEBTED TO PERSHING LLC
ORGANIZATION51 w/ BNY·3 w/ SY
TIME PERSHING
ORGANIZATION41 w/ BNY·3 w/ SY
ATM LEGAL DEPT
ORGANIZATION13 w/ BNY·3 w/ SY
PersPrw LLC
ORGANIZATION7 w/ BNY·3 w/ SY
RE
Raid Ewell
PERSON5 w/ BNY·2 w/ SY