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OR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC, FOR EXECUTION AS PRINCIPAL. COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE
PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. EASE NOTIFY PERS-MIG IMMEDIATELY IN WRITING SY CERTVIED PAUL TO ONE PERSHING PLATA. JERSEY CITY. N107399. ATM LEON. DEPT Account Number N4G-024935 A:CV=r4:1! Page 7 of ? Go paperless way, talinitY 4 Raid
2 mentions1 same-page
Page ?Same page
OR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC, FOR EXECUTION AS PRINCIPAL. COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE
PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. EASE NOTIFY PERS-MIG IMMEDIATELY IN WRITING SY CERTVIED PAUL TO ONE PERSHING PLATA. JERSEY CITY. N107399. ATM LEON. DEPT Account Number. t:C Page 7 of 7 Go paperless way, talinitY 4 Raid Eitelloni Every
2 mentions1 same-page
Page ?Same page
OR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC, FOR EXECUTION AS PRINCIPAL. COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE
PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. EASE NOTIFY PERS-MIG IMMEDIATELY IN WRITING SY CERTVIED PAUL TO ONE PERSHING PLATA. JERSEY CITY. N107399. ATM LEON. DEPT Account Number. t:C Page 7 of ? Go paperless way, talinitY 4 Raid Eitelloni Every
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Mutual Connections (12)
Entities connected to both BNY MELLON CAPITAL MARKETS and SY CERTVIED PAUL
Jeff Sessions
PERSON56 w/ BNY·3 w/ SY
CUSTOMS
ORGANIZATION56 w/ BNY·3 w/ SY
USAGES
ORGANIZATION56 w/ BNY·3 w/ SY
ON PERSHING'S
ORGANIZATION56 w/ BNY·3 w/ SY
THE FEDERAL RESERVE SYSTEM
ORGANIZATION56 w/ BNY·3 w/ SY
THE CLEARING FACILITY
ORGANIZATION56 w/ BNY·3 w/ SY
THE BOARD OF GOVERNORS OF
ORGANIZATION56 w/ BNY·3 w/ SY
INDEBTED TO PERSHING LLC
ORGANIZATION51 w/ BNY·3 w/ SY
TIME PERSHING
ORGANIZATION41 w/ BNY·3 w/ SY
JERSEY CITY
LOCATION11 w/ BNY·3 w/ SY
PERSHING PLATA
ORGANIZATION4 w/ BNY·3 w/ SY
AL
ATM LEON
PERSON3 w/ BNY·3 w/ SY