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OR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC, FOR EXECUTION AS PRINCIPAL. COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE
ce 2007 04BAR MTIOCOMIAVNICATIONS EXCE LIDICE Outs Swoosh Pone' LILC. • wholly sad st6VoSwy of The BIM al Mn. Yea Miaow Catioratkin (BNY Melon) PersPrw LLC. motto( ANSA. NYSE StPC DB-SDNY-0082963 SDNY_GM_00229147 EFTA01383268
2 mentions1 same-page
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OR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC, FOR EXECUTION AS PRINCIPAL. COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE
ince 2007 04BAR MTIOCOMIAVNICATIONS EXCE LIDICE Outs Swoosh Pone' LILC. • wholly sad st6VoSwy of The Bak °Mew Yea Miaow Catioratkin (BNY Melon) PersPrw LLC. motto( ANSA. NYSE StPC DB-SDNY-0065537 SDNY_GM_00211721 EFTA01371941
2 mentions1 same-page
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OR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL. COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE
Since 2007 04BAR MTIOCOMIAVNICATIONS EXCE LIDICE Outs Swoosh Pone' LILC. • wholly sad st6VoSwy of The Bak °Mew Yea Miaow Comentlan (SHY Melon) PersPrw LLC. motto( ANSA. NYSE StPC DB-SDNY-0065644 SDNY_GM_00211828 EFTA01372046
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2 mentions1 same-page
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OR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC, FOR EXECUTION AS PRINCIPAL. COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE
Since 2007 04BAR MTIOCOMIAVNICATIONS EXCE LIDICE Chfl Swoosh Pone' EEC. • wholly sad st6VoSwy of The BIM al Mn. Yea Miaow Comentlan (SHY Melon) PersPrw LLC. motto( ANSA. NYSE StPC DB-SDNY-0065662 SDNY_GM_00211846 EFTA01372063
2 mentions1 same-page
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OR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL. COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE
r Since 2007 04BAR MTIOCOMIAVNICATIONS EXCE LIDICE Outs Swoosh Pone' LILC. • wholly sad st6ViSwy of The Bak °Mew Yea Meta Comentlan (SHY Melon) PersPrw LLC. motto( ANSA. NYSE SIPC DB-SDNY-0083144 SDNY GM_00229328 EFTA01383436
2 mentions1 same-page
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OR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC, FOR EXECUTION AS PRINCIPAL. COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE
Since 2007 04BAR MTIOCOMIAVNICATIONS EXCE LIDICE Chfl Swoosh Pone' EEC. • wholly sad st6VoSwy of The BIM al Mn. Yea Melba Comentlan (SHY Melon) PersPrw LLC. motto( ANSA. NYSE SIC DB-SDNY-0083162 SDNY_GM_00229346 EFTA01383454
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2 mentions1 same-page
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OR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL. COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE
Since 2007 04BAR MTIOCOMIAVNICATIONS EXCE LIDICE Outs Swoosh Pone' LILC. • wholly sad st6VoSwy of The Bak °Mew Yea Melba Comentlan (SHY Melon) PersPrw LLC. motto( ANSA. NYSE StPC DB-SDNY-0084378 SDNY_GM_00230562 EFTA01384276
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Mutual Connections (20)
Entities connected to both BNY MELLON CAPITAL MARKETS and PersPrw LLC
USAGES
ORGANIZATION56 w/ BNY·7 w/ PersPrw
THE FEDERAL RESERVE SYSTEM
ORGANIZATION56 w/ BNY·7 w/ PersPrw
Jeff Sessions
PERSON56 w/ BNY·7 w/ PersPrw
THE CLEARING FACILITY
ORGANIZATION56 w/ BNY·7 w/ PersPrw
ON PERSHING'S
ORGANIZATION56 w/ BNY·7 w/ PersPrw
THE BOARD OF GOVERNORS OF
ORGANIZATION56 w/ BNY·7 w/ PersPrw
CUSTOMS
ORGANIZATION56 w/ BNY·7 w/ PersPrw
INDEBTED TO PERSHING LLC
ORGANIZATION51 w/ BNY·7 w/ PersPrw
TIME PERSHING
ORGANIZATION41 w/ BNY·7 w/ PersPrw
the Pershing Customer Service Department
ORGANIZATION29 w/ BNY·5 w/ PersPrw
Pershing
LOCATION28 w/ BNY·6 w/ PersPrw
Legal Department
ORGANIZATION28 w/ BNY·5 w/ PersPrw
Baltimore
LOCATION25 w/ BNY·5 w/ PersPrw
Securities Investor Protection Corporation
ORGANIZATION23 w/ BNY·5 w/ PersPrw
ATM LEGAL DEPT
ORGANIZATION13 w/ BNY·6 w/ PersPrw
Jeffrey Epstein
PERSON14 w/ BNY·3 w/ PersPrw
RE
Raid Ewell
PERSON5 w/ BNY·5 w/ PersPrw
IIMIEDLATELY
ORGANIZATION4 w/ BNY·4 w/ PersPrw
SA
SY CERTFIED AWL
PERSON3 w/ BNY·3 w/ PersPrw
CA
Catioratkin
PERSON2 w/ BNY·2 w/ PersPrw