3
Shared Docs
3
Same-Page
3 / 3
Mentions
OR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY MID OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE P
X Description SERVICE/ ASTER CO NT 7250% 0310138 BIE DTD 03/02198 YLD 7.359 TO MAT SERVICEN ASTER CO NT 7250% ON /311 EVE DTD 03/02198 /ID 7.409 TOMAT SERVICEM ASTER CO NT 7250% 03/0138 BIE DID 03/02198 YID 7.409 TOMAT SERVICEM ASTER CO NT 7250% 0310138 BIE DTD 03/02198 YID 7.359 TO RAT WASHING
OR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY MID OPTION ORDERS TO ITS AFFILIATE, BNY MELLON CAPITAL MARKETS. LLC, FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECURON: NOTWRHSTANDING THE PRE
IONS CORP SR NT FULLY EXCHANGED -1,000,000.000 96.1580 24,555.56 986,129.56 USD FTR3684517 FROM CUSP 8.500% 04/6120 B/E DID 04/12/13 YLD 9478 TOMAT 01/29/18 01/25/18 SOLD WISDOM TREE TR illiPAN HEDGED EQUITY ED UNSOLICITED -30,000 000 61.3888 1,840,416.05 USD DXJ ORDER AVERAGE UNIT PRICE
OR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE P
ONSCORP SR NT FULLY EXCHANGED 1.000.000.000 98.7500 42.027.78 -1.029.533.78 USD FTR3684517 FROM CUS1P 8 500% 041572081E DTD 04/12/9 YLD 9.068 TOMAT 10/16/17 10113/17 PURCHASED CALL DO TIME WARNER INC NEW COM NEW EXP 10.000 4.5000 4,536.00 USD 990AHOGHJ 046.16@90 000 OPTION ROOT= TWX OPEN
Entities connected to both BNY MELLON CAPITAL MARKETS and TOMAT
ON PERSHING'S
ORGANIZATION
CUSTOMS
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONUSAGES
ORGANIZATION
Jeff Sessions
PERSONTHE CLEARING FACILITY
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONTAXABLE
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONthe State of New York
LOCATIONPershing
LOCATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATION
Baltimore
LOCATIONJersey City
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONPie Chart
ORGANIZATIONThe European Central Bank
ORGANIZATION