3
Shared Docs
3
Same-Page
3 / 3
Mentions
FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAN OPTION EXCHANGES. IN ADDITION. PERSHNG ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE P
FIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) NIG-024950 .•.,, CONFID L- Rated ballet (wry Yea Stitt 2007 DALIARRAIED COMMUNICATIO16 00:01DOCE Clewing 'Sough hails LI.C. • Sway sad subsidiary ol the Sank of New York Mellon C.:vanities (VW Menem) Pentwo LIX FINRAWORPM—°°°49° 12 DB-SDNY-0011836 E
OR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY MID OPTION ORDERS TO ITS AFFILIATE, BNY MELLON CAPITAL MARKETS. LLC, FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECURON: NOTWRHSTANDING THE PRE
a, Jersey City, New Jersey 07399; CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) AeCounl MIN C M IUM ag CONFID L Page 23 of 23 Rated Galls. Clewing through Pasha,. LLC. a %lag owned bery Year Since 2007 sebsidiary of The Mak col Mew York Mellon DAUM PATEDCOMMUNICATIONS Corporation (ltly &Woo)
OR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE P
FED. R CRIM. P. 6(e) BO 13 024 2CSF3 CO0 0 N25FIDO. L Estimated Annual Income $3,424,819.41 Estimated Yield Page 1) of 3' Rabid hottlent Clewing through Pagel% I1C *aka/ owned (very Year Since 2007 Molar! of The kalcoMer Vat Mellon DALIAR RATIO COMMUNICATIONS CancratIon ('NY Mellon) LICIL
Entities connected to both BNY MELLON CAPITAL MARKETS and Clewing

Jeff Sessions
PERSONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONON PERSHING'S
ORGANIZATIONUSAGES
ORGANIZATION
CUSTOMS
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONTAXABLE
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONLegal Department
ORGANIZATIONthe State of New York
LOCATIONPershing
LOCATIONPershing LLC
ORGANIZATION
Baltimore
LOCATIONJersey City
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONPie Chart
ORGANIZATIONThe European Central Bank
ORGANIZATION