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OR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE P
Fund and Tax Free Money Fund Investment (the "NY Tax Free Funds') and the Tax-Exempt Canaria Money Market Fund on or about April 8, 2016 and as such the NY Tax Free Funds and the Tax-Exempt California Money Market Fund will no longer be evadable as money market funds in the D8SI cash sweep program (the 'Sweep Program'
2 mentions1 same-page
Page ?Same page
FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHWG ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE P
d and Tax Free Money Fund Investment (the 'NY Tax Free Funds') and the Tax-Exempt California Money Markel Fund on or about April 8, 2016 and as such the NY Tax Free Funds and the Tax-Exempt Canfornia Money Market Fund will no longer be available as money market funds in the DBSI cash sweep program (the 'Sweep Program'
2 mentions1 same-page
Page ?Same page
OR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY MID OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL. COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE
d and Tax Free Money Fund Investment (the 'NY Tax Free Funds') and the Tax-Exempt California Money Market Fund on or about April 8, 2016 and as such the NY Tax Free Funds and the Tax-Exempt California Money Market Fund wit no longer be available as money market hinds in the DBSI cash sweep program (the 'Sweep Program'
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Mutual Connections (58)
Entities connected to both BNY MELLON CAPITAL MARKETS and the NY Tax Free Funds
THE CLEARING FACILITY
ORGANIZATION56 w/ BNY·3 w/ the
ON PERSHING'S
ORGANIZATION56 w/ BNY·3 w/ the
Jeff Sessions
PERSON56 w/ BNY·3 w/ the
THE BOARD OF GOVERNORS OF
ORGANIZATION56 w/ BNY·3 w/ the
THE FEDERAL RESERVE SYSTEM
ORGANIZATION56 w/ BNY·3 w/ the
USAGES
ORGANIZATION56 w/ BNY·3 w/ the
CUSTOMS
ORGANIZATION56 w/ BNY·3 w/ the
INDEBTED TO PERSHING LLC
ORGANIZATION51 w/ BNY·3 w/ the
TIME PERSHING
ORGANIZATION41 w/ BNY·2 w/ the
TAXABLE
ORGANIZATION34 w/ BNY·3 w/ the
the Pershing Customer Service Department
ORGANIZATION29 w/ BNY·3 w/ the
Pershing
LOCATION28 w/ BNY·3 w/ the
Legal Department
ORGANIZATION28 w/ BNY·3 w/ the
the State of New York
LOCATION28 w/ BNY·3 w/ the
Pershing LLC
ORGANIZATION27 w/ BNY·3 w/ the
Baltimore
LOCATION25 w/ BNY·3 w/ the
Jersey City
LOCATION25 w/ BNY·2 w/ the
Client Service Information
ORGANIZATION23 w/ BNY·3 w/ the
Securities Investor Protection Corporation
ORGANIZATION23 w/ BNY·2 w/ the
Pie Chart
ORGANIZATION22 w/ BNY·2 w/ the