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OR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC, FOR EXECUTION AS PRINCIPAL. COMPENSATION IS GENERALLY IN THE FORM CF A PER OPTION CONTRACT CASH PAYMENT. BEST ECEMMON: NOTWITHSTANDING THE PR
rsey 07399; Page 6 of 8 Account A umber: Go paperless CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) F I DAENTTAL J EPSTEIN vc Rated Excellent Every Yee, Sem* 2007 0A1BAR RATED COMMUNICATIONS EXCTIIR4CT MM n ea NeareltVermiewl " MN SAM ores, on genre nay Mule =PC SDNY_GM_00048802 DEI-SDNY-00 1
FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAN OPTION EXCHANGES. IN ADDITION. PERSHNG ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM CF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE P
(such as depositories) will be bdled at the rates such agents use. Page of? ()RA0 ROtt Account Number. N46.026161 Go paperless Rated Excellent Every Yee, Since 2007 OASEIAR RATED COMMUNICATIONS EXCIIIENCIE MM WYE yeantsan nevem nate. meet 000 SDNY_GM_00049694 CONFIDENTIAL - PURSUANT TO FED. R.
OR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY MID OPTION ORDERS TO ITS AFFILIATE, BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE P
DENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) BA 10 024 3C SF30 0 2 CON5FID -AL- Page 9 of 13 Rated hotlient Clarets Winer Penlikei I1C %Say waned Every Yee, Since 2007 sabsidlerg d The Melt ea New Yee* Mellon DALIAR RATED COMMUNICATIONS Ceepotat$ an (SHY Mellon) CJICILL MCC Perchnx 11.C. motto iinar
Entities connected to both BNY MELLON CAPITAL MARKETS and Every Yee

CUSTOMS
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Jeff Sessions
PERSONON PERSHING'S
ORGANIZATIONUSAGES
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONTIME PERSHING
ORGANIZATIONTAXABLE
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONthe State of New York
LOCATIONLegal Department
ORGANIZATIONPershing
LOCATIONPershing LLC
ORGANIZATION
Baltimore
LOCATIONJersey City
LOCATIONClient Service Information
ORGANIZATIONPie Chart
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATION