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ATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU: USE THAT STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO
Rated hernent Every Yost Sime 2007 DALMR MUD COMMUMCATICMS EXCUIENCC Owing Sae. Penbni LIC, a wttolly owned waver/of The bake. New Yotk Mellon Cerponthee (MY Mllon) Penterg µCinema,. f in) $(J DB-SDNY-0011875 EFTA_00 159660 EFTA01291304 TERMS AND CONDITIONS TRANSACTORS • ALL ORDERS AND TRANSAC
ATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX NFORMATION STATEMENT TO YOU: USE THAT STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO
very Veer Saxe2OO7 DAUM, MI ED COMMUNICATICMS EXCOANC( Page 7 of 9 Geeing Sae. Penbng LLC, a wholly armed subsflarft ame Simko. New York Mellon Cerponthee (MY Mellon) Penhas LIX. mural. I liRtakki YuS.M-0004 7808 DB-SDNY-00 10632 EFTA_00158417 EFTA01290445 Important Information and Disclosures (con
MATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE NTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX NFORMATION STATEMENT TO YOU: USE THAT STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO
very Yew Since 1007 DAIJAR MUD COMMUNICATIONS EXCELLENCE Page ' of Oaring iThel habeg LIC, a wildly owned subewhon/ of The bake. New York Mellon Cerponthee (MY Mellon) Pemba MC. immter filiRIAINguS.M—00049783 DB-SDNY-OO 12607 EFTA_OO16O392 EFTA01291878 Summary of Gains and Losses Raked Short-Term
Entities connected to both TIME PERSHING and Cerponthee
THE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Jeff Sessions
PERSON
CUSTOMS
ORGANIZATIONON PERSHING'S
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONUSAGES
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONTAXABLE
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONPershing
LOCATIONthe State of New York
LOCATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONClient Service Information
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONMoney Market Fund
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Baltimore
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