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ATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX NFORMATION STATEMENT TO YOU: USE THAT STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO
rsey 07399; Page 6 of 8 Account A umber: Go paperless CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) F I DAENTTAL J EPSTEIN vc Rated Excellent Every Yee, Sem* 2007 0A1BAR RATED COMMUNICATIONS EXCTIIR4CT MM n ea NeareltVermiewl " MN SAM ores, on genre nay Mule =PC SDNY_GM_00048802 DEI-SDNY-00 1
ATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU: USE THAT STATEMENT TO PREPARE YOUR TM FLINGS. THE TAX STATEMENT ALSO
(such as depositories) will be bdled at the rates such agents use. Page of? ()RA0 ROtt Account Number. N46.026161 Go paperless Rated Excellent Every Yee, Since 2007 OASEIAR RATED COMMUNICATIONS EXCIIIENCIE MM WYE yeantsan nevem nate. meet 000 SDNY_GM_00049694 CONFIDENTIAL - PURSUANT TO FED. R.
MATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TM INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TM INFORMATION STATEMENT TO YOU; USE THAT STATEMENT TO PREPARE YOUR TM FLINGS. THE TAX STATEMENT ALSO I
DENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) BA 10 024 3C SF30 0 2 CON5FID -AL- Page 9 of 13 Rated hotlient Clarets Winer Penlikei I1C %Say waned Every Yee, Since 2007 sabsidlerg d The Melt ea New Yee* Mellon DALIAR RATED COMMUNICATIONS Ceepotat$ an (SHY Mellon) CJICILL MCC Perchnx 11.C. motto iinar
Entities connected to both TIME PERSHING and Every Yee

Jeff Sessions
PERSONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONON PERSHING'S
ORGANIZATION
CUSTOMS
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONUSAGES
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONTAXABLE
ORGANIZATIONPershing
LOCATIONthe State of New York
LOCATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONClient Service Information
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONMoney Market Fund
ORGANIZATIONPie Chart
ORGANIZATION
Baltimore
LOCATION