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ATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX NFORMATION STATEMENT TO YOU: USE THAT STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO
n. CONFIDENTIAL — PURSUANT TO FED. R CRI M. P. 6(e) AO 100 C 270CSF3 O 0025 NFIDO. AL- Page 7 of 9 Rated Cictart Every Yea, Since2007 OMAR RA TED COMMUNCATIONS EXCIAL CNC( Owing tiwough Penting PIC • sadly wooed subsidiary The Bonita New York Make Ompontim (MY Mellon) Penh.** LIX. 'sent. FildtkfickneLG
ATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX NFORMATION STATEMENT TO YOU: USE THAT STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO
8 83,278,087.08 83,318,783.09 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) ConNFID AL- Page 1 of 8 Ratecl (.[Wit Every VW Sacs 2007 DMUS RA TED COMMUNCATIONS EXCIAL (NC t Gesting through Pining La. M fl * mond subsidiary b The Unit of New York Mellon Coissabsot &Mora Penne. MC. mutt*, FilitatlAtreaG
ATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU: USE THAT STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO
r CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) AO 10 0295CSF300 25 CONFIDO. AL- Page 8 of 11 Rated C.cereefit Every Yaw Since2007 DALBAR RA TED COMMUNCATIONS EXCIAL INC( Owing IMOPent/ins Ilt. a Sally owned subsidiary of The brat ar New York Melba Con, on)im (MY Mellon) Penme.U.C. nowt,. Fililltaakkaa
ATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU: USE THAT STATEMENT TO PREPARE YOUR TAX FILINGS. THE TAX STATEMENT ALS
12 Go paperless SOUTHERN OST AN CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Page 3 of 10 listed tscolkinvi (very V.A. Slate 2007 CALMAR RA TED COMMUNCATIONS rxestmser SDNY_GM_00046817 OB-SDNY-0009641 EFTA_00 I 57426 YEIDAricrnAL EFTA01289789 Portfolio Holdings (continued) U.S. DOLLARS (continued)
Entities connected to both TIME PERSHING and TED COMMUNCATIONS

Jeff Sessions
PERSONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
CUSTOMS
ORGANIZATIONON PERSHING'S
ORGANIZATIONUSAGES
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONPershing
LOCATIONthe State of New York
LOCATIONTAXABLE
ORGANIZATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONClient Service Information
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONMoney Market Fund
ORGANIZATION
Baltimore
LOCATIONSecurities Investor Protection Corporation
ORGANIZATION