3
Shared Docs
3
Same-Page
3 / 3
Mentions
ATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX NFORMATION STATEMENT TO YOU: USE THAT STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO
rates such agents use. Page 4 of 8 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDRWAL •••••• Mtd builom Every Yew Snot XX,/ DALIAN MILD COMMUNCATIONS EXCILI DK( Ilveugh P LLC. a wholly tweed subsidiary Oft Sank of New York Mellon Corporate. (MY Melee) Pent** ac.,ffiesnriRkg4klYtePhl_00047718
ATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU; USE THAT STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO
r Investment Specialist. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) conN F I D Page 1 of 18 Rated h(tHent Every Year Since 2007 DAtRARMITO COMMUNCATIONS EXCIattla Clain Omagh Pegg% IIC outlay evened sotaldlary a The Bank a New Yak Meta Caeporatfanaltly AMMO) Peri. Ira titian-ter FRIIIAAV Y2;04_00
MATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TM INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU; USE THAT STATEMENT TO PREPARE YOUR TAX FILINGS. THE TAX STATEMENT ALS
Plaza, Jersey City, New Jersey 07399; (201)413-3330. Account Melba Rated tocellenti OBAS ROLL Go paperless beefy Year Since 2007 CALMAR RA TE0 COMMUNCATIONS CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. e 6(7 HAZE to N F I DrErriA rxartimer Page 13013 ili a reitroatr... - Ltt«.rosmistates..... SDNY_G
Entities connected to both TIME PERSHING and COMMUNCATIONS

Jeff Sessions
PERSONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONON PERSHING'S
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONPershing
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONTAXABLE
ORGANIZATIONthe State of New York
LOCATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONClient Service Information
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONMoney Market Fund
ORGANIZATIONPie Chart
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATION