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5/15 11/25/15 CASH DIVIDEND RECEIVED 15000 SF RS WISDOM TREE INVTS INC COM RD 11111 PC 4.950.00 LSD WETF 11/25/15 11130/15 MONEY MARKET FUND DEUTSCHE GOVT CASH 872.58 USD INCOME RECEIVED 233993682 Total Dividends and Interest • UNITED STATES DOLLAR 0.00 330,865.60 Distributions 11/30/15 PARTNE
l excellent, 'IA CSF!' : Go paperless DO AN ROIL THEM n DAMAN RATED COMVAUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R CRICA. P. 6(e) F I DrTriA rxesurner SDNY_GM_00045842 OB-SDNY-0008666 EFrA_00 15645 I EFTA01288814 Portfolio Holdings (continued) Dale Acquired Quantity Unit Cost Fi
1.RA2 VG PAW'. It CTF CL C.8-1 VAR RATE 6.693% 07/25/33 BIE OTD 0610110/ RD 11130 PD 12125/16 8100 SH RS GILEAD SCIENCES INC RD 12115 PD 12129116 DEUTSCHE GOVT CASH 60000 SH RS WISDOM TREE TR APAR HEDGED EQUITY FD RD 12/28 PD 12/30116 3.136 98 3,807.00 4.771.69 29,731 20 6S0 USD USD USD Total Divi
Account Number: R4G423804 Rated twallordi ORA.1t V011 Go paperless L very Van' Since Z007 SOUTHERN SNMC LL DAL BAR RA CD COMMUNOTIONS K1 F I DrTriA rxesurnaerT CONFIDENTIAL — PURSUANT TO FED. R CISIIVI. P. 6(e) SDNY_GM_00046059 OB-SDNY-0008883 EFrA_00 156668 EFTA01289031 Deutsche Bank P.
EIVED P MORGAN FLOATING RATE INCOM E FUND SELECT SHARES 7,436.52 USD St. SX 225349.2150 SHRS RD 01126 RD 01126116 01129116 M ONEY MARKET FUND DEUTSCHE GOVT CASH 5,562.25 USD INCOME RECEIVED 233993682 Total Dividends and Interest- U.S. DOLLARS 0.00 86,498.77 Cash Withdrawals and Deposits 01108116
9 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Account Number. N4G.021943 THE HAZE e t ). Rawl tacerigi ne (very Vs. S.007 2007 Te rO N F I DrTriA DALBARRA702COAMAUNKATIONK rxeitismer Go paperless SDNY_GM_00048323 OB-SDNY-0011147 EFTA_00158932 EFTA01290960 Deutsche Asset & Wealth Manag
Entities connected to both DEUTSCHE GOVT and DrTriA
the State of New York
LOCATIONTHE BOARD OF GOVERNORS OF
ORGANIZATION
Jeff Sessions
PERSONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONPie Chart
ORGANIZATION
CUSTOMS
ORGANIZATIONClient Service Information
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONON PERSHING'S
ORGANIZATIONUSAGES
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONTAXABLE
ORGANIZATIONJersey City
LOCATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONPershing
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATION
Baltimore
LOCATION