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NICIPAL SECURITIES RULEM AKING BOA RDO(M SRN) INVESTOR EDUCATION AND PROTECTION An investor brochure that describes the protections available under M SRB rules and instructions on how to file a complaint with an appropriate regulatory authority can be found on the M SRBwebsite, msrborg. Pershing LLC
T WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WWW.PERSHING.COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW,PERSHING COINDISCLOSURES • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NTS- RULE 607(AWI
ICIPAL SECURITIES RULEM AKINS BOA RDS(M SRB@) INVESTOR EDUCATION AND PROTECTION An investor brochure that describes the protections available under M SRB rules and instructions on how to file a complaint with an appropriate regulatory authority can be found on the M SRBwebsite, msrb.org. Pershing LLC
WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WWW.PERSHING.COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW. PERSHING COINDISCLOSURES • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NMS- RULE 607(A)(1)
ICIPA L SECURITIESRULEM AKING BOA RDS(M SRB@) INVESTOR EDUCATION AND PROTECTION An investor brochure that describes the protections available under M SRB rules and instructions on how to file a complaint with an appropriate regulatory authority can be found on the M SRBwebsite, msrb.org. Pershing LLC
T WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WWW.PERSHING.COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW,PERSHING COINDISCLOSURES • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (RE-GULATON NMS- RULE 607(A)(1)
Entities connected to both M SRB and PERSHING COINDISCLOSURES

Jeff Sessions
PERSONTrusted Party
ORGANIZATIONthe Financial Institution
ORGANIZATIONthe Trusted Contact Person(s
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONJersey City
LOCATIONthe Options Clearing Corporation
ORGANIZATION
Angela Merkel
PERSONMoney Market Fund
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONThe European Central Bank
ORGANIZATIONInterest - U.S. DOLLARS
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATION
Baltimore
LOCATION