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NICIPAL SECURITIES RULEM AKING BOA RDO(M SRN) INVESTOR EDUCATION AND PROTECTION An investor brochure that describes the protections available under M SRB rules and instructions on how to file a complaint with an appropriate regulatory authority can be found on the M SRBwebsite, msrborg. Pershing LLC
by a me/ us to my/ our Financial Institution; (ii) resulting from any transaction in my/ our account or any service performed on behalf of me/ us by the Financial Institution; or (iii) otherwise obtained from me/ us by the Financial Institution. Activity Summary (All amounts shown are in base currency) Credits This Perio
ICIPAL SECURITIES RULEM AKINS BOA RDS(M SRB@) INVESTOR EDUCATION AND PROTECTION An investor brochure that describes the protections available under M SRB rules and instructions on how to file a complaint with an appropriate regulatory authority can be found on the M SRBwebsite, msrb.org. Pershing LLC
by a me/ us to my/ our Financial Institution: (ii) resulting from any transaction in my/ our account or any service performed on behalf of me/ us by the Financial Institution: or (iii) otherwise obtained from me/ us by the Financial Institution. Activity Summary (All amounts shown are in base currency) ()edits This Perio
ICIPA L SECURITIESRULEM AKING BOA RDS(M SRB@) INVESTOR EDUCATION AND PROTECTION An investor brochure that describes the protections available under M SRB rules and instructions on how to file a complaint with an appropriate regulatory authority can be found on the M SRBwebsite, msrb.org. Pershing LLC
by a me/ us to my/ our Financial Institution: (ii) resulting from any transaction in my/our account or any service performed on behalf of met us by the Financial Institution, or (iii) otherwise obtained from met us by the Financial Institution. Activity Summary (.1 sn,“ n are n one —rren.y) °edits Tat Period Debits Ta
NICIPAL SECURITIESRULEM AKING BOARD/9(M Snap) INVESTOR EDUCATION AND PROTECTION An investor brochure that describes the protections available under M SRB rules and instructions on how to file a complaint with an appropriate regulatory authority can be found on the M SRBwebsite. msrb.org. Pershing LLC
by a me/ us to my! our Financial Institution; (ii) resulting from any transaction in my/ our account or any service performed on behalf of me/ us by the Financial Institution; or (iii) otherwise obtained from me/ us by the Financial Institution. Activity Summary (All amounts shown are in base currency) Cedes This Period
ICIPAL SECUFUTIESRULEM AKING BOARDS( M SR9S) INVESTOR EDUCATION AND PROTECTION An Investor brochure that describes the protections available under M SRB rules and instructions on how to file a complaint with an appropriate regulatory authority can be found on the M SRB website, msrb.org. Pershing LL
by a me/ us to my/ our Financial Institution; (ii) resulting from any transaction in my/ our account or any service performed on behalf of me/ us by the Financial Institution; or (iii) otherwise obtained from me/ us by the Financial Institution. Activity Summary (All amounts shown are in base currency) Credits ThisnuNd
Entities connected to both M SRB and the Financial Institution
the Securities and Exchange Commission
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATION
Angela Merkel
PERSONthe Options Clearing Corporation
ORGANIZATIONTrusted Party
ORGANIZATIONthe Trusted Contact Person(s
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONMoney Market Fund
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONThe European Central Bank
ORGANIZATIONInterest - U.S. DOLLARS
ORGANIZATIONJersey City
LOCATION
Baltimore
LOCATIONSecurities Investor Protection Corporation
ORGANIZATION
Jeff Sessions
PERSONthe State of New York
LOCATION