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f 9 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) AO 100270 C SF30025 CONFIDO. AL- Rated (Kart Every Vex Since 2007 DALBAR MUD COMMUNCATICNS EXCIA CNC t Owing tlnov W hating Ilt. a Sally craned 'maw:Wry el Ilwa &onkel New York Mellon CciPontim aim meta) Penn. LK. ritterte Filactia 00047682 DB-SD
be billed at the rates such agents use. Page 4 of 8 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) A0101343CSF30020 CONFIDO. AL- Rated EacaNnt Every Vex Since 2007 DALBAR RATED CONVOCATIONS EXCIA t Owing IMO, Peaking Ilt. a web craned smaller/ as &onkel New York Mellon Ccnaatim (MY meta) Peen.
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laza, Jersey City. New Jersey 07399; Page 6 of 6 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Accout Number: At:mac:me CONFID AL- RaleassaM Every Vex since 2007 DALIAN MILD COMMUNICATIONS EXCMMEnCI COS% IMO Amiens PSC. • Maly owned subsidimy or TRe UK of New York Make CmPonthm (IMY Maw) Penty
Entities connected to both EXCIA CNC and Every Vex
THE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTAXABLE
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATION
Mellon
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONLegal Department
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONPershing LLC
ORGANIZATIONPershing
LOCATION
CUSTOMS
ORGANIZATIONTIME PERSHING
ORGANIZATIONJersey City
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Sally
PERSONThe European Central Bank
ORGANIZATIONInterest - U.S. DOLLARS
ORGANIZATION